Kerry's Wife and Walmart Stock

[incapsulated]

Since the other thread was locked for lack of a link:

http://www.cmonitor.com/stories/news/politics2003/kerry_walmart101603_2003.shtml

Chris Black, a spokeswoman for the senator's wife, said that Heinz Kerry's Wal-Mart stock is held in a family trust and handled by professional portfolio managers. Black said Heinz Kerry gives them general instructions not to invest in companies with poor records on human rights or the environment. And she doesn't put any money in tobacco companies, Black said.

Black also said Heinz Kerry doesn't "micromanage" her money and was unaware until yesterday that she held Wal-Mart stock.

"When I told her, she said: 'Oh thanks for pointing that out,' " Black said. "She said she'd look into it."

*edit* I didn't start the other thread, but I did find the link, and it seems there was confusion about whether Kerry or his wife owned Walmart stock. So here's the facts, Jack. Make of it what you will, I just hope she's dumped it since this was written in October.

[revcarol]

1. This was in the other thread

but it didn't count as a link?

[incapsulated]

2. nope, locked

:shrug:

[Nicholas_J]

11. All of the mutual funds Dean owns

have WAl-Mart and other similar stocks withinm their portfolio.

the differnce between Kerry's investments and Deans is that Kerry, as a U.S. senator has them laced in trusts, so that the management of the funds are not made by Kerry, and so he does not make investments that cna be effected by his decisions as senator. Dean however is free to make his own choices as to what to invest in, and so selecting which funds he has a choice in the matter of which funds he will invest in, and knows what he is investing in when he ade choices. It is also interesting that Dean's older investments are no longer available, such as his tax forms for 2000-2001. WHich were available on Open Secrets earlier in his campaign. But Howard is not very clean at all, and in fact is has been guilty of what Martha Stewart is now being held up to scrutiny for, InsiderTrading:

GOV. HOWIE SOLD STOX AFTER GETTING INSIDE INFO

January 5, 2004 -- DES MOINES, Iowa-Howard Dean acknowledged yesterday that he sold $15,000 in stock in five Vermont banks in 1991 after getting "inside information" from a state banking regulator soon after he became Vermont governor.
Dean yesterday portrayed the sale as a bid to avoid a conflict of interest - not an attempt to profit from inside information.

"It became clear to me that information I might receive in the future as governor could present a possible conflict of interest," Dean said in a statement.

But Dean, as governor, held onto investments in IBM worth $39,000 as of last May, even though it has a large plant in Vermont, The Wall Street Journal reports today.

Dean also held onto stock in the insurance giant AIG, worth $69,000 as of last May, despite state regulation of insurance, the Journal adds.

http://www.nypost.com/news/nationalnews/5017.htm

Who Will Regulate the Regulators? Howard Dean's "Insider Trading"
by News Wire (January 5, 2004)


According to the Wall Street Journal, the NYPost reports, Dean held onto to other investments which could present a conflict of interest such as $69,000 of AIG "despite state regulation of insurance" in Vermont.

...Dean didn't specify what the inside information was. A spokesman told the Journal that the regulator's report was "innocuous" but said Dean was shocked to realize he got inside information.

If it is "innocuous" why not reveal it?



...The Associated Press reported bank stocks were declining in Vermont when Dean sold, but a former Vermont banking regulator, Elizabeth Costler told the Journal that bank stocks were actually looking up and "it wasn't to his economic advantage to sell."


SALOMON SMITH BARNEY CASH ACCOUNT $601,003 - $1,265,000


T ROWE PRICE SUMMIT CASH RESERVES $250,001 - $500,000

560 ACRES OF UNDEVELOPED LAND IN LOWELL VT $250,001 - $500,000

INTEREST IN MADISON COUNTY VA (TIMBERLAND) $100,001 - $250,000

REAL ESTATE JERICHO CAMP (VT) $100,001 - $250,000


http://www.capmag.com/news.asp?ID=873


All Deans investment:

HOWARD DEAN GOVERNOR Stocks or Bonds Candidate $86,000 $86,000
SALOMON SMITH BARNEY CASH ACCOUNT Cash, Savings Candidate $5,001 $15,000
FIDELITY MANAGED INCOME PORTFOLIO Stocks or Bonds Candidate $5,001 $15,000
REAL ESTATE JERICHO CAMP (VT) Real Estate Candidate $5,001 $15,000
VERMONT GO Stocks or Bonds Candidate $2,501 $5,000
SALOMON SMITH BARNEY CASH ACCOUNT Cash, Savings Candidate $2,501 $5,000
MORGAN STANLEY Stocks or Bonds Candidate $1,001 $2,500
GENERAL ELECTRIC Stocks or Bonds Candidate $1,001 $2,500
T ROWE PRICE INTERNATIONAL STOCK FUND General Investment Candidate $1,001 $2,500
T ROWE PRICE GROWTH & INCOME FUND General Investment Candidate $1,001 $2,500
T ROWE PRICE GROWTH STOCK FUND General Investment Candidate $1,001 $2,500
T ROWE PRICE SUMMIT CASH RESERVES Cash, Savings Candidate $1,001 $2,500
KIMCO REALTY Stocks or Bonds Candidate $1,001 $2,500
US SAVINGS BOND/TREASURY BONDS Stocks or Bonds Candidate $1,001 $2,500
US SAVINGS BONDS/TREASURY BONDS Stocks or Bonds Candidate $1,001 $2,500
FIDELITY MAGELLAN FUND Stocks or Bonds Candidate $1,001 $2,500
VERMONT STABLE VALUE FUND Stocks or Bonds Candidate $1,001 $2,500
PUERTO RICO GO Stocks or Bonds Candidate $1,001 $2,500
SGE US SINGAPORE FUND INC Stocks or Bonds Candidate $1,001 $2,500
TRI-CONTINENTAL CORP Stocks or Bonds Candidate $1,001 $2,500
ALLSTATE Stocks or Bonds Candidate $201 $1,000
AMERICAN INTERNATIONAL GROUP Stocks or Bonds Candidate $201 $1,000
MERCK Stocks or Bonds Candidate $201 $1,000
IBM Stocks or Bonds Candidate $201 $1,000
JOHNSON & JOHNSON Stocks or Bonds Candidate $201 $1,000
SALOMON SMITH BARNEY CASH ACCOUNT Cash, Savings Candidate $201 $1,000
GENERAL ELECTRIC Stocks or Bonds Candidate $201 $1,000
KIMCO REALTY Stocks or Bonds Candidate $201 $1,000
MORGAN STANLEY (MSDW DIV GROWTH B) Stocks or Bonds Candidate $201 $1,000
BURLINGTON ELECTRIC MUNICIPAL BOND Stocks or Bonds Candidate $201 $1,000
CISCO Stocks or Bonds Candidate $201 $1,000

Asset Name Type Relation Min Max
SALOMON SMITH BARNEY CASH ACCOUNT Cash, Savings Candidate $500,001 $1,000,000
T ROWE PRICE SUMMIT CASH RESERVES Cash, Savings Candidate $250,001 $500,000
560 ACRES OF UNDEVELOPED LAND IN LOWELL VT Real Estate Candidate $250,001 $500,000
INTEREST IN MADISON COUNTY VA (TIMBERLAND) Real Estate Candidate $100,001 $250,000
REAL ESTATE JERICHO CAMP (VT) Real Estate Candidate $100,001 $250,000
US SAVINGS BOND/TREASURY BONDS Stocks or Bonds Candidate $100,001 $250,000
SALOMON SMITH BARNEY CASH ACCOUNT Cash, Savings Candidate $100,001 $250,000
US SAVINGS BONDS/TREASURY BONDS Stocks or Bonds Candidate $100,001 $250,000
FIDELITY MANAGED INCOME PORTFOLIO Stocks or Bonds Candidate $100,001 $250,000
VERMONT STABLE VALUE FUND Stocks or Bonds Candidate $50,001 $100,000
KIMCO REALTY Stocks or Bonds Candidate $50,001 $100,000
HONEYWELL INTERNATIONAL BONDS Stocks or Bonds Candidate $50,001 $100,000
T ROWE PRICE INTERNATIONAL STOCK FUND General Investment Candidate $50,001 $100,000
T ROWE PRICE GROWTH & INCOME FUND General Investment Candidate $50,001 $100,000
AMERICAN INTERNATIONAL GROUP Stocks or Bonds Candidate $50,001 $100,000
VERMONT GO Stocks or Bonds Candidate $50,001 $100,000
JOHNSON & JOHNSON Stocks or Bonds Candidate $15,001 $50,000
SGE US SINGAPORE FUND INC Stocks or Bonds Candidate $15,001 $50,000
TRI-CONTINENTAL CORP Stocks or Bonds Candidate $15,001 $50,000
ALLSTATE Stocks or Bonds Candidate $15,001 $50,000
MORGAN STANLEY Stocks or Bonds Candidate $15,001 $50,000
BURLINGTON ELECTRIC MUNICIPAL BOND Stocks or Bonds Candidate $15,001 $50,000
PUERTO RICO GO Stocks or Bonds Candidate $15,001 $50,000
MERCK Stocks or Bonds Candidate $15,001 $50,000
IBM Stocks or Bonds Candidate $15,001 $50,000
T ROWE PRICE GROWTH STOCK FUND General Investment Candidate $15,001 $50,000
MORGAN STANLEY (MSDW DIV GROWTH B) Stocks or Bonds Candidate $15,001 $50,000
KIMCO REALTY Stocks or Bonds Candidate $15,001 $50,000
GENERAL ELECTRIC Stocks or Bonds Candidate $15,001 $50,000
T ROWE PRICE INTERNATIONAL STOCK FUND Stocks or Bonds Candidate $15,001 $50,000
FIDELITY MAGELLAN FUND Stocks or Bonds Candidate $15,001 $50,000
GENERAL ELECTRIC Stocks or Bonds Candidate $15,001 $50,000
CISCO Stocks or Bonds Candidate $1,001 $15,000
VAN ECK GLOBAL HARD ASSETS FUND Stocks or Bonds Candidate $1,001 $15,000
SALOMON SMITH BARNEY CASH ACCOUNT Cash, Savings Candidate $1,001 $15,000
INTEL Stocks or Bonds Candidate $1,001 $15,000
IMATION Stocks or Bonds Candidate $0 $1,000


http://www.bop2004.org/bop2004/candidate.aspx?cid=8&act=details#asset

All of the cash accounts and managed funds contain as porions of their portfolios many companies like Wal-Mart, the differnce is that Dean himself has again, selected his investment.

Now going to the same site and looking up Kerry, you find that most of the stocks listed, including the Wal Mart Stocks are not owned by Kerry, but listed under spouse, The total amounng of stocks listend under candidate are far smaller than those owned by the candidate under Dean:


Under Kerry himself:

ALVAN TRUST General Investment Candidate $201 $1,000

ONE PAINTING HELD AS AN INVESTMENT Other Joint $250,001 $500,000

UNITED STATES TREASURY BILLS Stocks or Bonds Candidate $50,001 $100,000
FLEET BANK ACCOUNTS Cash, Savings Joint $50,001 $100,000

CASH Cash, Savings Candidate $15,001 $50,000
3M COMPANY Stocks or Bonds Candidate $15,001 $50,000
GENERAL ELEC CO Stocks or Bonds Candidate $15,001 $50,000
ALLEGHENY CNTY PA INDL DEV AUTH REV DTD 11/18/99 4.35% 12/1/13 Stocks or Bonds Spouse $15,001 $50,000
MERCK & CO Stocks or Bonds Candidate $15,001 $50,000
PROCTOR & GAMBLE Stocks or Bonds Candidate $15,001 $50,000
CASH Cash, Savings Candidate $15,001 $50,000
UNITED STATES TREASURY BILLS Stocks or Bonds Candidate $15,001 $50,000
PROCTER & GAMBLE CO Stocks or Bonds Candidate $15,001 $50,000
MERCK & CO INC Stocks or Bonds Candidate $15,001 $50,000
PHARYACIA CORP Stocks or Bonds Candidate $15,001 $50,000
AMERICAN EXPRESS CO Stocks or Bonds Candidate $15,001 $50,000
AMERICAN INTL GROUP Stocks or Bonds Candidate $15,001 $50,000
BP PLC ADR Stocks or Bonds Candidate $15,001 $50,000
EXXON MOBIL CORP Stocks or Bonds Candidate $15,001 $50,000
MONSANTO CO Stocks or Bonds Candidate $1,001 $15,000
EMERSON ELEC CO Stocks or Bonds Candidate $1,001 $15,000
INTEL CORP Stocks or Bonds Candidate $1,001 $15,000
MICROSOFT CORP Stocks or Bonds Candidate $1,001 $15,000
CITIGROUP INC Stocks or Bonds Candidate $1,001 $15,000
GILLETTE CO Stocks or Bonds Candidate $1,001 $15,000
PAYCHEX INC Stocks or Bonds Candidate $1,001 $15,000
BELLSOUTH CORP Stocks or Bonds Candidate $1,001 $15,000
VERIZON COMMUNICATIONS INC Stocks or Bonds Candidate $1,001 $15,000
CASH Cash, Savings Candidate $1,001 $15,000
UNITED STATES TREASURY BILLS Stocks or Bonds Candidate $1,001 $15,000
CITIGROUP CAPITAL VII General Investment Candidate $1,001 $15,000
WELLS FARGO CAP TR IV General Investment Candidate $1,001 $15,000
BAXTER INTL INC Stocks or Bonds Candidate $1,001 $15,000
IMS HEALTH INCORPORATED Stocks or Bonds Candidate $1,001 $15,000
GENERAL MILLS INC General Investment Candidate $1,001 $15,000
ABBOT LABS Stocks or Bonds Candidate $1,001 $15,000
WYETH Stocks or Bonds Candidate $1,001 $15,000
MASS ST 2/97 DUE 8/1/07 Stocks or Bonds Candidate $1,001 $15,000
MASS FED HWY 11/98 DUE 6/15/08 GRANT ANTIC NT Stocks or Bonds Candidate $1,001 $15,000
BOLTON MASS 7/98 DUE 6/15/11 Stocks or Bonds Candidate $1,001 $15,000
GENERAL MILLS INC Stocks or Bonds Candidate $1,001 $15,000
BRISTOLMYERS SQUIBB CO Stocks or Bonds Candidate $1,001 $15,000
MEDTRONIC INC Stocks or Bonds Candidate $1,001 $15,000
CINTAS CORP Stocks or Bonds Candidate $1,001 $15,000
IRON MOUNTAIN INC Stocks or Bonds Candidate $1,001 $15,000
WISCONSIN ENERGY CORP Stocks or Bonds Candidate $1,001 $15,000
SUNTRUST BANKS INC Stocks or Bonds Candidate $1,001 $15,000
CINTAS CORP Stocks or Bonds Candidate $1,001 $15,000
ALLIANT ENERGY CORP Stocks or Bonds Candidate $1,001 $15,000
SBC COMMUNICATIONS INC Stocks or Bonds Candidate $1,001 $15,000
VERIZON COMMUNICATIONS INC Stocks or Bonds Candidate $1,001 $15,000
SUNTRUST BANKS INC Stocks or Bonds Candidate $1,001 $15,000
AMERICAN INTL GROUP Stocks or Bonds Candidate $1,001 $15,000
MBIA INC Stocks or Bonds Candidate $1,001 $15,000
EXXON MOBIL CORP Stocks or Bonds Candidate $1,001 $15,000
UNITED PARCEL SERVICE CLASS B Stocks or Bonds Candidate $1,001 $15,000
DOVER CORP Stocks or Bonds Candidate $1,001 $15,000
MILLIPORE CORP Stocks or Bonds Candidate $1,001 $15,000
INTEL CORP Stocks or Bonds Candidate $1,001 $15,000
MICROSOFT CORP Stocks or Bonds Candidate $1,001 $15,000
3M COMPANY Stocks or Bonds Candidate $1,001 $15,000
GENERAL ELECTRIC CO Stocks or Bonds Candidate $1,001 $15,000
MASSACHUSETTS BAY TRANSN Stocks or Bonds Candidate $1,001 $15,000
WESTPORT MASS Stocks or Bonds Candidate $1,001 $15,000
NATICK MASS DTD 8/1/06 Stocks or Bonds Candidate $1,001 $15,000
TEWKSBURG MASS Stocks or Bonds Candidate $1,001 $15,000
SPRINGFIELD MASS Stocks or Bonds Candidate $1,001 $15,000
WELLS FARGO BANK Stocks or Bonds Spouse $1,001 $15,000
USAA SAVINGS ACCOUNTS Cash, Savings Candidate $1,001
MICROSOFT CORP Stocks or Bonds Candidate $0 $1,000
COGNEX CORP Stocks or Bonds Candidate $0 $1,000
PAYCHECK INC Stocks or Bonds Candidate $0 $1,000
FAMILY DOLLARS STORES Stocks or Bonds Candidate $0 $1,000
WALGREEN CO Stocks or Bonds Candidate $0 $
BP PLC ADR General Investment Candidate $0 $1,000
CONOCOPHILLIPS Stocks or Bonds Candidate

http://www.bop2004.org/bop2004/candidate.aspx?cid=4&act=details#asset

No sign of Kerry owning Wal-Mart or even any mutual finds or stock cash accounts which can be used to buy and sell stock on a daily basis at all.

[revcarol]

12. I can't count that high either.

Good thing I am with a candidate that has NO STRINGS ATTACHED: Kucinich.

[HFishbine]

26. Well, that's the truth (Kucinich's Assets)

OHIO PUB EMP RET SVC Stocks or Bonds Candidate $1,001 $15,000
THIRD FEDERAL S&L Stocks or Bonds Candidate $1,001 $15,000
CONGRESSIONAL FED CREDIT UNION Stocks or Bonds Candidate $0 $1,000
AM CROATIAN LODGE Stocks or Bonds Candidate $0 $1,000

The man is practically a monk.

http://www.bop2004.org/bop2004/candidate.aspx?cid=4&act=details

[corporatewhore]

13. Oh come on Deans an easy target but try going after kucinich

you cant and just because another cannidate is conservative too doesnt rationalize or justify your guy

[NashVegas]

23. Interesting

Where Kerry is loaded with pharmacutical stocks, Dean has US Savings bonds.

Looks like he is well invested in our future.

[HFishbine]

25. Kerry's investments all in trusts? Not true.

Kerry holds several investments directly under his control.

Including:

HEINZ H J CO Stocks or Bonds Spouse $2,000,002 $10,000,000
HEINZ H J CO Stocks or Bonds Spouse $2,000,002 $10,000,000
LEXINGTON CAPITAL PARTNERS II L P NEW YORK NEW YORK (6,7) (SEE ATTACHMENT 4 OF 2001 REPORT) General Investment Spouse $130,003 $1,100,000
BECTON DICKINSON & CO Stocks or Bonds Spouse $105,002 $1,015,000
COMERICA INC Stocks or Bonds Spouse $105,002 $1,015,000
HEARTWOOD FORESTLAND FUND II L P CAMPHILL NC (6) General Investment Spouse $103,503 $1,007,500
DOVERSTREET III L P (6,7) BOSTON MA (SEE ATTACHMENT 2 OF 2001 REPORT) General Investment Spouse $102,003 $1,005,000
X L CAPITAL LTD CLASS A Stocks or Bonds Spouse $102,502 $1,005,000
AIR PRODUCTS & CHEMICALS INC Stocks or Bonds Spouse $102,502 $1,005,000
IMPERIAL OIL LTD Stocks or Bonds Spouse $102,502 $1,005,000
J P MORGAN CHASE & CO Stocks or Bonds Spouse $102,502 $1,005,000
JOHNSON & JOHNSON Stocks or Bonds Spouse $102,502 $1,005,000
LINCOLN NATL CORP IND Stocks or Bonds Spouse $102,502 $1,005,000
NORTHERN TR CORP Stocks or Bonds Spouse $102,502 $1,005,000
TRIBUNE CO Stocks or Bonds Spouse $102,502 $1,005,000
TARGET CORP Stocks or Bonds Spouse $101,002 $1,002,500
MELLON FINL CORP Stocks or Bonds Spouse $101,002 $1,002,500
FRANKLIN RES INC Stocks or Bonds Spouse $101,002 $1,002,500
DOVER CORP Stocks or Bonds Spouse $101,002 $1,002,500
EXXON MOBIL CORP Stocks or Bonds Spouse $101,002 $1,002,500
CENTURYTEL INC Stocks or Bonds Spouse $100,202 $1,001,000
EQUIFAX Stocks or Bonds Spouse $100,202 $1,001,000
HOME DEPOT INC Stocks or Bonds Spouse $100,202 $1,001,000
TEXAS INSTRUMENTS INC Stocks or Bonds Spouse $100,202 $1,001,000
TRANSATLANTIC HOLDINGS INC Stocks or Bonds Spouse $100,202 $1,001,000
UNITED TECHNOLOGIES Stocks or Bonds Spouse $100,001 $1,000,000
SUN MICROSYSTEMS INC Stocks or Bonds Spouse $100,001 $1,000,000
TOTAL FINA ELF Stocks or Bonds Spouse $100,001 $1,000,000
LIBERTY MEDIA CORP COM SER A Stocks or Bonds Spouse $100,001 $1,000,000
INGERSOL RAND CO Stocks or Bonds Spouse $100,001 $1,000,000
PHILIPS ELECTRONICS NV Stocks or Bonds Spouse $100,001 $1,000,000
NTT DOCOME INC Stocks or Bonds Spouse $100,001 $1,000,000
BNP PARIBAS EUR Stocks or Bonds Spouse $100,001 $1,000,000
CHICAGO III PK DIST DTD 12/1/95 6% 1/1/07 Stocks or Bonds Spouse $100,001 $1,000,000
COLUMBUS OHIO DTD 11/15/97 6% 6/15/08 (IN 01 LISTED AS 6/15/98) Stocks or Bonds Spouse $100,001 $1,000,000
CONNEAUT PA SCH DIST DTD 9/1/00 5.0% DUE 10/1/03 Stocks or Bonds Spouse $100,001 $1,000,000
DEKALB CNTY GA WTR & SEW REV DTD 7/9/97 6% 10/1/03 Stocks or Bonds Spouse $100,001 $1,000,000
METROPOLITAN TRANSN AUTH NY TRAN FACS REV DTD 9/15/92 6.3% 7/1/07 Stocks or Bonds Spouse $100,001 $1,000,000
NORTH CENT TEX HEALTH FAC DEV CORP REV DTD 12/1/95 6.25% 5/15/11 Stocks or Bonds Spouse $100,001 $1,000,000
PENNSYLVANIA ST DTD 10/15/00 5.25% 10/15/10 Stocks or Bonds Spouse $100,001 $1,000,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $100,001 $1,000,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $100,001 $1,000,000
HEINZ H J CO Stocks or Bonds Spouse $100,001 $1,000,000
HEINZ H J CO Stocks or Bonds Spouse $1,100,002 $1,000,000
NEW MEXICO ST HWY COMN REV DTD 5/15/02 5.0% 6/15/12 Stocks or Bonds Spouse $65,002 $150,000
BLAIR CNTY PA DTD 10/1/01 5.375% 8/1/13 Stocks or Bonds Spouse $65,002 $150,000
JOHNSON CY TENN REF-WTR & SWR 4.75 DUE 6/1/15 Stocks or Bonds Spouse $65,002 $150,000
PIMA CNTY ARIZ REF SER A 5 DUE 7/1/04 Stocks or Bonds Spouse $65,002 $150,000
BANK OF AMERICA CORP Stocks or Bonds Spouse $55,002 $115,000
HERSHEY FOODS CORP Stocks or Bonds Spouse $52,502 $105,000
INGERSOL-RAND CO CL A Stocks or Bonds Spouse $51,002 $102,500
GAP INC Stocks or Bonds Spouse $50,001 $100,000
LABORATORY CORP AMER HLDGS Stocks or Bonds Spouse $50,001 $100,000
TELEFONICA SA Stocks or Bonds Spouse $50,001 $100,000
VIVENDI UNIVERSAL Stocks or Bonds Spouse $50,001 $100,000
CADBURY SCHWEPPES ORD Stocks or Bonds Spouse $50,001 $100,000
DIAGEO ORD Stocks or Bonds Spouse $50,001 $100,000
PACCAR INC Stocks or Bonds Spouse $50,001 $100,000
NY NY SER C 5.5 DUE 8/15/08 Stocks or Bonds Spouse $30,002 $100,000
PHIL PA HOSPS & HIGHER ED FACS AUTH REV MBIA 5.25 BD 5/15/07 Stocks or Bonds Spouse $50,001 $100,000
SC ST PUB SVC AUTH REV SER B 6.5 BD DUE 1/1/06 Stocks or Bonds Spouse $50,001 $100,000
SCOTTSDALE ARIZ PRESV AUTH EXCISE TX REV 6 DUE 7/1/2009-7/1/2008 Stocks or Bonds Spouse $50,001 $100,000
SHELBY CNTY TENN REF SER A 6.75 DUE 4/1/04 Stocks or Bonds Spouse $50,001 $100,000
ST MARY HOSP AUTH BUCKS CNTY PA REV CATHOLIC HLTH INITI A 5.5 BD 12/1/07 Stocks or Bonds Spouse $50,001 $100,000
UNIV AKRON OH GEN RCPTS 6 DUE 1/1/16 Stocks or Bonds Spouse $50,001 $100,000
MCLEAN & WOODFORD CNTYS II CMNTY UNIT SCH DIST NO 005 NML 7.375 12/1/12 Stocks or Bonds Spouse $50,001 $100,000
MESA ARIZ UTIL SYS REV 5 DUE 7/1/2020-7/1/2011 Stocks or Bonds Spouse $30,002 $100,000
MET GOVT NSVLE & DAVIDSON CNTY TENN WTR & SWR REV REF 6 DUE 1/1/04 Stocks or Bonds Spouse $50,001 $100,000
LAKELAND FLA ELEC & WTR REV REF FIRST LIEN SER B 6.55 DUE 10/1/04 Stocks or Bonds Spouse $50,001 $100,000
NJ ST TRAN CORP CTFS PARTN FED TRAN ADMIN GRANTS SER A 5.625 9/15/09 Stocks or Bonds Spouse $50,001 $100,000
PA INTRGVRNMNTL PHIL FDG PROG 6.75 6/15/21 PRE 6/15/05 Stocks or Bonds Spouse $50,001 $100,000
PA ST REF 5.125 DUE 9/15/06 Stocks or Bonds Spouse $50,001 $100,000
KNOX CNTY TENN REF 6.5 DUE 4/1/03 Stocks or Bonds Spouse $50,001 $100,000
HORRY CNTY SC 5.125 DUE 3/1/2017-3/1/2008 Stocks or Bonds Spouse $30,002 $100,000
CN ST SPL TX OBLIG SER B 5.5 DUE 11/1/05 Stocks or Bonds Spouse $50,001 $100,000
DADE CNTY FLA WTR & SWR SYS REV 6.25 DUE 10/1/06 Stocks or Bonds Spouse $50,001 $100,000
HARRIS CNTY TEX TOLL RD SR LIEN 4.95 BD DUE 8/15/2006-2004 Stocks or Bonds Spouse $50,001 $100,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $50,001 $100,000
GMO MUTUAL FUND General Investment Spouse $50,001 $100,000
ALLEGY CNTY PA PORT AUTH SPL REV TRANSN 6.25 DUE 3/1/16-3/1/09 Stocks or Bonds Spouse $50,001 $100,000
AZ ST TRANSN BRD EXCISE TX REV MARICOPA 5 7/1/05 Stocks or Bonds Spouse $50,001 $100,000
BETHLEHEM PA AUTH WTR REV SER A 6% BD 11/15/12 Stocks or Bonds Spouse $50,001 $100,000
BSTN MASS WTR & SWR COMMN REV GEN SR SER SER D 4.75 11/1/2014 11/1/08 Stocks or Bonds Spouse $30,002 $100,000
CHESTER CNTY PA RFDG SER B 5.5 BD DUE 11/15/2010-2005 Stocks or Bonds Spouse $50,001 $100,000
CHGO III MET WTR RECL DIST GTR CHGO WORKING CASH FD 6 DUE 12/1/05 Stocks or Bonds Spouse $50,001 $100,000
CHGO III O HARE INTL ARPT REV 2ND LIEN PASSENGER FAC-D 5.5 1/1/14 Stocks or Bonds Spouse $50,001 $100,000
CALIFORNIA STATE WIDE CMNTYS DEV MULTI FAMILY REV DTD 8/1/99 5.25% 6/1/29 Stocks or Bonds Spouse $50,001 $100,000
CENTRAL BUCKS PA SCH DIST DTD 11/1/00 5.5% 2/1/08 Stocks or Bonds Spouse $50,001 $100,000
CHARLEROI PA AREA SCH AUTH SCH REV DTD 10/15/99 5.75% 10/1/15 Stocks or Bonds Spouse $50,001 $100,000
ALLEGHENY CNTY PA HOSP DEV AUTH REV DTD 10/1/97 5.25% 7/1/07 Stocks or Bonds Spouse $50,001 $100,000
ALLEGHENY CNTY PA HOSP DEV AUTH REV DTD 4/1/98 5% 8/1/08 Stocks or Bonds Spouse $50,001 $100,000
ALLEGHENY CNTY PA HIGHER ED BLDG AUTH UNIV REV DTD 3/1/96 6.5% 3/1/09 Stocks or Bonds Spouse $50,001 $100,000
ALTOONA PA CITY AUTH WTR REV DTD 9/15/97 5.25% 11/1/07 Stocks or Bonds Spouse $50,001 $100,000
ARLINGTON TEX DTD 4/1/92 6.2% 8/15/04 Stocks or Bonds Spouse $50,001 $100,000
BADGER TOB ASSET SECURITIZATION CORP WIS DTD 5/23/02 6.125% 6/1/27 Stocks or Bonds Spouse $30,002 $100,000
BLAIR CNTY PA DTD 10/15/96 5.75% 8/1/06 Stocks or Bonds Spouse $50,001 $100,000
ABINGTON PA SCH DIST DTD 7/15/96 6% 5/15/26 Stocks or Bonds Spouse $50,001 $100,000
ENI EUR 1 Stocks or Bonds Spouse $50,001 $100,000
UNITED OVERSEAS BANK Stocks or Bonds Spouse $50,001 $100,000
HEINEKEN NV Stocks or Bonds Spouse $50,001 $100,000
NISSAN MOTOR CO Stocks or Bonds Spouse $50,001 $100,000
ORIX CORP Stocks or Bonds Spouse $50,001 $100,000
SONY CORP Stocks or Bonds Spouse $50,001 $100,000
MICHIGAN ST BLDG AUTH REV DTD 3/15/94 5.625% 10/1/08 Stocks or Bonds Spouse $50,001 $100,000
INTERMOUNTAIN PWR AGY UTAH PWR SUPPLY REV DTD 10/4/96 6.25% 7/1/08 Stocks or Bonds Spouse $50,001 $100,000
DADE CNTY FLA SCH DIST DTD 2/1/96 6% 7/15/04 Stocks or Bonds Spouse $50,001 $100,000
CORNWALL & LEBANON PA SUBN JT SCH AUTH SCH REV DTD 7/1/94 5.875% 3/1/14 Stocks or Bonds Spouse $50,001 $100,000
GEORGIA MUN ELEC AUTH PWR REV DTD 1/1/98 6.4% 1/1/09 Stocks or Bonds Spouse $50,001 $100,000
GREAT VY SCH DIST PA CHESTER CNTY DTD 2/1/96 5.5% 2/15/06 Stocks or Bonds Spouse $50,001 $100,000
HAZELTON PA AREA SCH DIST DTD 2/15/95 5.75% 3/1/13 Stocks or Bonds Spouse $50,001 $100,000
PENNSYLVANIA ST DTD 5/15/96 5.375% 11/15/04 Stocks or Bonds Spouse $50,001 $100,000
PENNSYLVANIA ST HIGHER EDL FACS AUTH REV DTD 6/1/98 5.5% 4/1/07 Stocks or Bonds Spouse $50,001 $100,000
PENNSYLVANIA ST HIG 6.0% 1/1/05 DTD 3/15/96 Stocks or Bonds Spouse $50,001 $100,000
PENNSYLVANIA ST INDL DEV AUTH REV DTD 9/15/96 6% 7/1/06 Stocks or Bonds Spouse $50,001 $100,000
NEW YORK NY DTD 1/7/97 6% 10/15/07 Stocks or Bonds Spouse $50,001 $100,000
NEW YORK ST TWY AUTH SVC CONTRACT REV DTD 9/1/97 6% 4/1/05 Stocks or Bonds Spouse $50,001 $100,000
NEW YORK ST URBAN DEV CORP REV DTD 12/1/95 6% 1/1/06 Stocks or Bonds Spouse $50,001 $100,000
PALM BEACH CNTY FLA SOLID WASTE AUTH REV DTD 3/15/97 6% 10/1/09 Stocks or Bonds Spouse $50,001 $100,000
PENNSYLVANIA HSG FIN AGY DTD 1/1/97 5.2% 10/1/06 Stocks or Bonds Spouse $50,001 $100,000
PENNSYLVANIA INTERGOVERNMENTAL COOP AUTH SPL TAX REV DTD 5/15/96 6% 6/15/05 Stocks or Bonds Spouse $50,001 $100,000
NEW JERSEY ST TRAN CORP DTD 11/1/00 5.50% 2/1/08 Stocks or Bonds Spouse $50,001 $100,000
ST LOUIS MO ARPT REV DTD 5/1/01 5.50% 7/1/10 Stocks or Bonds Spouse $50,001 $100,000
SOUTHEASTERN PA TRANSN AUTH PA SPL REV DTD 5/1/97 5.75% 3/1/07 Stocks or Bonds Spouse $50,001 $100,000
TEXAS ST REF-SER A DTD 9/15/92 6% 10/1/06 Stocks or Bonds Spouse $50,001 $100,000
TEXAS WTR DEV BRD REV DTD 9/1/99 5.75% 7/15/13 Stocks or Bonds Spouse $50,001 $100,000
UNIVERSITY CINCINNATI OHIO CTFS PARTN DTD 12/1/00 5.5% 6/1/13 Stocks or Bonds Spouse $50,001 $100,000
UTAH ST DTD 8/1/97 5.5% 7/1/07 Stocks or Bonds Spouse $50,001 $100,000
HEARTWOOD FORESTLAND FUND L P CAMPHILL NC (6) General Investment Spouse $50,001 $100,000
SPECTRUM EQUITY INVESTORS IV L P PALO ALTO CA (6,8) General Investment Spouse $50,001 $100,000
NATURAL GAS PARTNERS VI L P GREENWICH CT (6) General Investment Spouse $21,003 $67,500
THOMAS H LEE EQUITY FUND IV L P BOSTON MA (6) General Investment Spouse $20,203 $66,000
NEW YORK N Y DTD 6/3/02 5.0% 8/1/17 Stocks or Bonds Spouse $20,002 $65,000
BROWARD CNTY FLA RESOURCE RECOVERY REV DTD 3/1/01 4.5% 6/1/11 Stocks or Bonds Spouse $20,002 $65,000
LINCOLN CNTY ORE SCH DIST 5.5 DUE 6/15/03 Stocks or Bonds Spouse $20,002 $65,000
NJ ST TRAN CORP CTFS PARTN SUB B 5.75 9/15/2013-9/15/2012 Stocks or Bonds Spouse $20,002 $65,000
WELLS FARGO Stocks or Bonds Spouse $20,002 $65,000
B P PLC SPONS ADR Stocks or Bonds Spouse $20,002 $65,000
HEARTWOOD FORESTLAND FUND III L P CAMPHILL NC (6) General Investment Spouse $17,703 $56,000
ANHEUSER BUSCH COS INC Stocks or Bonds Spouse $17,502 $55,000
REPSOL SA SPONSORED ADR Stocks or Bonds Spouse $17,502 $55,000
CENT AZ WTR CONSV DIST CONT REV RFDG CENT AZ PROJ SER A 5.3 BD 11/1/04 Stocks or Bonds Spouse $17,502 $55,000
ABRY BROADCAST PARTNERS IV L P BOSTON MA (6) General Investment Spouse $15,202 $51,000
LEXINGTON CAP PART V NEW YORK NY (6,7) General Investment Spouse $15,202 $51,000
BAIN CAPITAL FUND VII L P BOSTON MA (6,8) Stocks or Bonds Spouse $15,001 $50,000
BEACON CAP STRATIGIC PARTNERS II BOSTON MA (6) General Investment Spouse $15,001 $50,000
SPECTRUM EQUITY INVESTORS III L P PALO ALTO CA (6,8) General Investment Spouse $15,001 $50,000
DOVERSTREET IV L P BOSTON MA (6,7) (SEE ATTACHMENT 3 OF 2001 REPORT) General Investment Spouse $15,001 $50,000
NOKIA CORP SPONSORED ADR Stocks or Bonds Spouse $15,001 $50,000
COLLAGENEX PHARMACEUTICALS INC (4) Stocks or Bonds Spouse $15,001 $50,000
SOUTH WESTERN SCH DIST PA YORK CNTY DTD 3/15/02 5% 6/15/11 Stocks or Bonds Spouse $15,001 $50,000
YORK CNTY PA DTD 4/1/02 6.25% 10/1/08 Stocks or Bonds Spouse $15,001 $50,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $15,001 $50,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $15,001 $50,000
CLARK CNTY WASH PUB UTIL DIST NO 001 ELEC REV 5 DUE 1/1/14 Stocks or Bonds Spouse $15,001 $50,000
CN ST REF-SER C 5 DUE 12/15/08 Stocks or Bonds Spouse $15,001 $50,000
CENT ARIZ WTR CONSV DIST CONT REV REF-SER B 3.3 DUE 11/1/02 Stocks or Bonds Spouse $15,001 $50,000
ALBQE N MEX JT WTR & SEW SYS SER A 4.4 DUE 7/1/03 Stocks or Bonds Spouse $15,001 $50,000
ALLEGY CNTY PA SAN AUTH SWR REV REF 5 DUE 12/1/07 Stocks or Bonds Spouse $15,001 $50,000
ERIE PA SWR AUTH SWR REV 4.8 DUE 6/1/2015-6/1/09 Stocks or Bonds Spouse $15,001 $50,000
DUTCHESS CNTY NY INDL DEV AGY CIVIC FAC REV BARD CG CIVIC 6 8/1/17-10 Stocks or Bonds Spouse $15,001 $50,000
II ST SALES TX REV 2ND SER 5.5 DUE 6/15/16 Stocks or Bonds Spouse $15,001 $50,000
IN BD BK COM SCH FD ADV PUR FDG 5 DUE 2/1/10 Stocks or Bonds Spouse $15,001 $50,000
LAKE ORION MICH CMNTY SCH DIST REF 4.8 DUE 5/1/2015-5/1/2012 Stocks or Bonds Spouse $15,001 $50,000
KING CNTY WASH REF 5.5 DUE 12/1/14 Stocks or Bonds Spouse $15,001 $50,000
GARLAND TEX CTFS OBLIG 5.625 DUE 2/15/16 Stocks or Bonds Spouse $15,001 $50,000
MET WTR DIST SOUTHN CAL WTRWKS REV REF 4.75 7/1/22 Stocks or Bonds Spouse $15,001 $50,000
NJ ST TRANSN TR FD AUTH TRANSN SYS SER B6 DUE 6/15/16 Stocks or Bonds Spouse $15,001 $50,000
NV ST CAP IMPT SER B 5.125 DUE 4/15/15-4/15/08 Stocks or Bonds Spouse $15,001 $50,000
TACOMA WASH ELEC SYS REV REF-SER A 5.5 DUE 1/1/2012-1/1/2011 Stocks or Bonds Spouse $15,001 $50,000
SHELBY IND EASTN SCH BLDG CORP REF 1ST MTG 5.5 7/15/2012-2011 Stocks or Bonds Spouse $15,001 $50,000
SALT RIV PROJ ARIZ AGRIC IMPT & PWR DI SALT RIV PROJ SER B 5 DUE 1/1/25 Stocks or Bonds Spouse $15,001 $50,000
PHIL PA SCH DIST SER A 6.5 DUE 5/15/06 Stocks or Bonds Spouse $15,001 $50,000
PHIL PA WTR & WASTEWTR REV MBIA LBC 5.5 DUE 6/15/06 Stocks or Bonds Spouse $15,001 $50,000
PHOENIX ARIZ CIVIC IMPT CORP WASTEWATER REF JR LIEN 5.25 DUE 7/1/11 Stocks or Bonds Spouse $15,001 $50,000
NY ST MTG AGY REV 26TH SER 5.85 DUE 4/1/17-7/1/10 Stocks or Bonds Spouse $15,001 $50,000
PIMA CNTY ARIZ 4 DUE 7/1/2013-7/1/09 Stocks or Bonds Spouse $15,001 $50,000
ROYAL DUTCH PETE CO Stocks or Bonds Spouse $15,001 $50,000
PROCTER & GAMBLE CO Stocks or Bonds Spouse $15,001 $50,000
QUEST DIAGNOSTICS INC Stocks or Bonds Spouse $15,001 $50,000
WYETH Stocks or Bonds Spouse $15,001 $50,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $15,001 $50,000
VERITAS SOFTWARE CORP Stocks or Bonds Spouse $15,001 $50,000
BAE SYSTEMS PLC Stocks or Bonds Spouse $15,001 $50,000
BP AMOCO ORD Stocks or Bonds Spouse $15,001 $50,000
UPM-KYMMENE OY Stocks or Bonds Spouse $15,001 $50,000
TELECOM ITALIA SPA Stocks or Bonds Spouse $15,001 $50,000
AKZO NOBEL NV Stocks or Bonds Spouse $15,001 $50,000
FEDERAL NATIONAL MORTGAGE ASSOCIATION Stocks or Bonds Spouse $15,001 $50,000
ORACLE CORP Stocks or Bonds Spouse $15,001 $50,000
GENERAL ELEC CO Stocks or Bonds Spouse $15,001 $50,000
GANNETT INC Stocks or Bonds Spouse $15,001 $50,000
ALLENTOWN PA SCH DIST DTD 12/15/99 6% 2/15/11 Stocks or Bonds Spouse $15,001 $50,000
ARAPAHOE CNTY COLO SCH DIST DTD 12/1/99 6% 12/15/14 Stocks or Bonds Spouse $15,001 $50,000
BHP LIMITED Stocks or Bonds Spouse $15,001 $50,000
CANON INC Stocks or Bonds Spouse $15,001 $50,000
SUEZ EUR Stocks or Bonds Spouse $15,001 $50,000
AXA EUR Stocks or Bonds Spouse $15,001 $50,000
ALABAMA ST DTD 2/1/01 5.0% 6/1/08 SER A Stocks or Bonds Spouse $15,001 $50,000
NY CNTYS TR II DTD 8/8/01 5.625% 6/1/35 Stocks or Bonds Spouse $15,001 $50,000
GEORGIA ST DTD 7/1/95 7.25% 7/1/10 Stocks or Bonds Spouse $15,001 $50,000
METRO TRANSN AUTH NY REV DTD 5/30/02 4.0% 11/15/06 Stocks or Bonds Spouse $15,001 $50,000
JORDAN UTAH SCH DIST DTD 8/1/97 5.25% 6/15/07 Stocks or Bonds Spouse $15,001 $50,000
KING CNTY WASH LIBR SYS DTD 9/15/92 6.15% 12/1/10 Stocks or Bonds Spouse $15,001 $50,000
MARICOPA CNTY ARIZ UNI SCH DIST NO 48 SCOTTSDALE DTD 8/1/99 6.125% 7/1/11 Stocks or Bonds Spouse $15,001 $50,000
MASSACHUSETTS MUN WHSL ELEC CO PWR SUPPLY SYS REV DTD 11/7/01 5% 7/1/06 Stocks or Bonds Spouse $15,001 $50,000
MASSACHUSETTS ST CONS LN-SER C DTD 9/1/99 5.75% 9/1/13 Stocks or Bonds Spouse $15,001 $50,000
GREENVILLE CNTY SCH SC SCH DIST DTD 3/15/02 5.25% 12/1/11 Stocks or Bonds Spouse $15,001 $50,000
GREENVILLE CNTY SC DIST INSTALLMENT PUR DTD 3/15/02 5.5% 12/1/13 Stocks or Bonds Spouse $15,001 $50,000
GETTYSBURG PA MUN AUTH COLLEGE REV DTD 5/15/98 5.375% 8/15/09 (IN '01 5.37%) Stocks or Bonds Spouse $15,001 $50,000
DADE CNTY FLA DTD 1/1/96 6.5% 10/1/09 Stocks or Bonds Spouse $15,001 $50,000
UNIVERSITY NC INIV REVS DTD 1/15/01 5.0% 12/1/07 Stocks or Bonds Spouse $15,001 $50,000
UNIVERSITY NC UNIV REV DTD 5/1/02 5% 12/1/10 Stocks or Bonds Spouse $15,001 $50,000
UNIVERSITY TEX UNIV REVSFING SYS-SER A DTD 9/1/99 5.5% 8/15/12 Stocks or Bonds Spouse $15,001 $50,000
TULSA OKLA TULSA INDL AUTH REV DTD 3/1/96 6% 10/1/16 Stocks or Bonds Spouse $15,001 $50,000
STATE PUB SCH BLDG AUTH PA COLLEGE REV DTD 6/15/95 6.25% 4/1/11 Stocks or Bonds Spouse $15,001 $50,000
PENNSYLVANIA ST DTD 5/15/96 5.375% 5/15/03 Stocks or Bonds Spouse $15,001 $50,000
PENNSYLVANIA INTERGOVERNMENTAL COOP AUTH SPL TAX REV DTD 7/15/93 5.875% 6/15/23 Stocks or Bonds Spouse $15,001 $50,000
NORTHEASTERN PA HOSP & ED AUTH COLLEGE REV DTD 8/15/97 5.25% 8/15/05 Stocks or Bonds Spouse $15,001 $50,000
OHIO ST WTR DEV AUTH POLLUTION CTL FACS REV DTD 10/1/98 10/1/30 Stocks or Bonds Spouse $15,001 $50,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 2/2/00 6.125% 11/15/12 FUTURE Stocks or Bonds Spouse $15,001 $50,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 11/24/98 5.5% 11/15/17 Stocks or Bonds Spouse $15,001 $50,000
NORTH PENN PA SCH DIST DTD 6/15/99 4.4% 9/1/09 Stocks or Bonds Spouse $15,001 $50,000
NORTHAMPTON CNTY PA HIGHER ED AUTH REV 11/15/99 5.25% 11/15/07 Stocks or Bonds Spouse $15,001 $50,000
PFLUGERVILLE TAX INDPT SCH DIST 10/15/00 5.75% 8/15/15 Stocks or Bonds Spouse $15,001 $50,000
PHILADELPHIA PA HOSPS & HIGHER ED FACS AUTH REV DTD 7/1/98 5/15/08 Stocks or Bonds Spouse $15,001 $50,000
PHILADELPHIA PA WTR & WASTEWTR REV DTD 4/15/95 6.25% 8/1/09 Stocks or Bonds Spouse $15,001 $50,000
PLANO TEX INDPT SCH DIST DTD 2/1/01 5.0% 2/15/11 Stocks or Bonds Spouse $15,001 $50,000
PUERTO RICO COMWLTH DTD 3/1/97 5.75% 7/1/17 Stocks or Bonds Spouse $15,001 $50,000
PUERTO RICO COMWLTH DTD 10/25/01 5.5% 7/1/13 Stocks or Bonds Spouse $15,001 $50,000
PENNSYLVANIA ST FIRST SER DTD 1/15/00 5.50% 1/15/06 Stocks or Bonds Spouse $15,001 $50,000
PENNSYLVANIA ST DTD 2/1/02 5.5% 2/1/14 Stocks or Bonds Spouse $15,001 $50,000
PA INTERGOVERNMENTAL COOP AUTH SPL TX REV FDG PROG FGIC FITCH 6% 6/15/02 Stocks or Bonds Spouse $7,502 $20,000
SOUTH AFRICA CAPITAL GROWTH FUND NY NY (6) General Investment Spouse $7,502 $20,000
SUMMIT VENTURES VI-A L P BOSTON MA (6) Stocks or Bonds Spouse $5,202 $16,000
TUCSON ARIZ SER B 5 DUE 7/1/2020-7/1/2011 Stocks or Bonds Spouse $5,202 $16,000
UT TRAN AUTH SALES TX REV SER A 4.125 DUE 6/15/2017-12/15/2012 Stocks or Bonds Spouse $5,001 $15,000
NY NY CY TRANSITIONAL FIN AUTH REF FUTURE TX SECD SER A 5.25 11/1/11 Stocks or Bonds Spouse $5,001 $15,000
PA ST UNIV REF 5 DUE 8/15/10 Stocks or Bonds Spouse $5,001 $15,000
PA ST UNIV REF 5 DUE 8/15/04 Stocks or Bonds Spouse $5,001 $15,000
PA ST 1ST SER 5 DUE 1/15/10 Stocks or Bonds Spouse $5,001 $15,000
HARRISBURG PA AUTH SCH REV HARRISBURG REF PROJ-SER A 5.5 DUE 4/1/11 Stocks or Bonds Spouse $5,001 $15,000
DF TEMPORARY INVESTMENT FUND (2) Cash, Savings Spouse $5,001 $15,000
CHGO III PUB BLDG COMM BLDG REV REF CHGO SCH REFORM B 5.25 DUE 12/1/18 Stocks or Bonds Spouse $5,001 $15,000
GOLDMAN SACHS GROUP INC Stocks or Bonds Spouse $5,001 $15,000
INTERNATIONAL BUSINESS MACHINES CORP Stocks or Bonds Spouse $5,001 $15,000
MERCK & CO INC Stocks or Bonds Spouse $5,001 $15,000
ELECTRONIC DATA SYSTEMS CORP Stocks or Bonds Spouse $5,001 $15,000
DISNEY WALT CO Stocks or Bonds Spouse $5,001 $15,000
ALCATEL EUR2 Stocks or Bonds Spouse $5,001 $15,000
TESCO ORD Stocks or Bonds Spouse $5,001 $15,000
ALLIED IRISH BANKS Stocks or Bonds Spouse $5,001 $15,000
HSBC HLDGS ORD Stocks or Bonds Spouse $5,001 $15,000
COMPAGNIE DE ST-GOBAIN Stocks or Bonds Spouse $5,001 $15,000
PEPSICO INC Stocks or Bonds Spouse $5,001 $15,000
SOUTHERN CO Stocks or Bonds Spouse $5,001 $15,000
PENNSYLVANIA ST HIG 6.0% 1/1/06 3/15/96 Stocks or Bonds Spouse $5,001 $15,000
PUERTO RICO ELEC PWR AUTH PWR REV DTD 8/15/95 6.5% 7/1/06 Stocks or Bonds Spouse $5,001 $15,000
NORTHEASTERN PA HOSP & ED AUTH COLLEGE REV DTD 12/15/94 6.55% 8/15/09 PREFUNDED Stocks or Bonds Spouse $5,001 $15,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 11/24/98 5.5% 11/15/17 Stocks or Bonds Spouse $5,001 $15,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 2/2/00 6.125% 11/15/12 Stocks or Bonds Spouse $5,001 $15,000
SWATHMORE BORO AUTH PA COLLEGE REV DTD 7/1/01 5.5% 9/15/11 Stocks or Bonds Spouse $5,001 $15,000
SALT RIVER PROJ ARIZ AGRIC IMPT & PWR DIST ELEC SYS REV DTD 12/14/01 5% 1/1/04 Stocks or Bonds Spouse $5,001 $15,000
SOUTH FORK MUN AUTH PA HOSP REV DTD 8/26/98 7/1/28 Stocks or Bonds Spouse $5,001 $15,000
ST JOHNS CNTY FLA INDL DEV AUTH INDL DEV REV DTD 10/15/96 5.8% 9/1/16 Stocks or Bonds Spouse $5,001 $15,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $5,001 $15,000
ALLEGHENY CNTY PA HOSP DEV AUTH REV DTD 3/1/95 5.45% 9/1/04 Stocks or Bonds Spouse $5,001 $15,000
CHARLEROI PA AREA SCH AUTH SCH REV DTD 10/15/99 5.75% 10/1/15 Stocks or Bonds Spouse $5,001 $15,000
COOK CNTY III CMNTY CONS SCH DIST NO 146 TNILEY PK DTD 1/1/99 12/1/11 Stocks or Bonds Spouse $5,001 $15,000
DUPAGE CNTY III CMNTY HIGH SCH DIST NO 099 DOWNERS GROVE DTD 12/1/98 5.5% 12/1/14 Stocks or Bonds Spouse $5,001 $15,000
GARLAND TEX DTD 2/15/98 5% 2/15/08 Stocks or Bonds Spouse $5,001 $15,000
GETTYSBURG PA MUN AUTH COLLEGE REV DTD 5/15/98 5.375% 8/15/09 Stocks or Bonds Spouse $5,001 $15,000
PENNSYLVANIA ST DTD 3/15/97 5.125% 9/15/03 Stocks or Bonds Spouse $5,001 $15,000
PENNSYLVANIA ST FIRST SER DTD 1/15/00 5.50% 1/15/06 Stocks or Bonds Spouse $5,001 $15,000
PENNSYLVANIA ST HGHER EDL FACS AUTH DTD 6/15/00 5.75% 6/15/09 Stocks or Bonds Spouse $5,001 $15,000
PHILADELPHIA PA HOSPS & HIGHER ED FACS AUTH REV DTD 7/1/98 5/15/08 Stocks or Bonds Spouse $5,001 $15,000
PHILADELPHIA PA SCH DIST DTD 12/15/98 5.25% 10/1/11 Stocks or Bonds Spouse $5,001 $15,000
PHILADELPHIA PA WTR & WASTEWTR REV DTD 4/15/95 6.25% 8/1/09 Stocks or Bonds Spouse $5,001 $15,000
PUERTO RICO COMWLTH HWY & TRANSN AUTH TRANSN REV DTD 2/15/98 5.5% 7/1/10 Stocks or Bonds Spouse $5,001 $15,000
COLUMBUS OHIO DTD 12/15/01 5% 1/1/09 Stocks or Bonds Spouse $5,001 $15,000
GALENA PARK TEX INDPT SCH DIST DTD 12/15/95 6.8% 8/15/07 Stocks or Bonds Spouse $5,001 $15,000
HASTINGS MICH SCH DIST DTD 11/27/95 6% 5/1/05 Stocks or Bonds Spouse $5,001 $15,000
INDIANA HEALTH FAC FING AUTH REV DTD 8/27/91 8/1/06 Stocks or Bonds Spouse $5,001 $15,000
MESA ARIZ DTD 5/1/02 5.25% 7/1/10 Stocks or Bonds Spouse $5,001 $15,000
MARICOPA CNTY ARIZ UNI SCH DIS NO 69 PARADISE VY DTD 11/1/95 6.35% 7/1/10 Stocks or Bonds Spouse $5,001 $15,000
LEHIGH CNTY PA GEN PURP AUTH REV DTD 4/21/99 7/1/29 Stocks or Bonds Spouse $5,001 $15,000
NOVARTIS AG Stocks or Bonds Spouse $5,001 $15,000
UBS AG Stocks or Bonds Spouse $5,001 $15,000
THE SUMITOMO TRUST & BANK Stocks or Bonds Spouse $5,001 $15,000
OVERSEAS CHINESE BKG CORP Stocks or Bonds Spouse $5,001 $15,000
ARIZONA ST UNIV REVS DTD 12/1/93 6% 7/1/07 Stocks or Bonds Spouse $5,001 $15,000
COLORADO DEPT TRANS REV DTD 8/27/02 5.5% 6/15/13 Stocks or Bonds Spouse $5,001 $15,000
CLARK CNTY NEV IMPT DIST DTD 5/17/01 2/1/21 Stocks or Bonds Spouse $5,001 $15,000
WESTMORELAND CNTY PA DTD 3/1/93 5% 8/1/06 Stocks or Bonds Spouse $5,001 $15,000
BEAR STEARNS REPURCHASE AGREEMENT (3) Other Spouse $5,001 $15,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $5,001 $15,000
PFIZER INC Stocks or Bonds Spouse $5,001 $15,000
WASHINGTON ST DTD 6/1/92 6% 6/1/05 Stocks or Bonds Spouse $5,001 $15,000
BIOMET INC Stocks or Bonds Spouse $5,001 $15,000
HEARTLAND CONSUMERS PWR DIST S D ELEC REV DTD 10/1/92 6% 1/1/09 Stocks or Bonds Spouse $5,001 $15,000
MONTGOMERY CNTY PA SWR AUTH SWR REV DTD 3/15/98 5% 8/1/02 Stocks or Bonds Spouse $5,001 $15,000
NEW YORK ST ENVIRONMENTAL FACS CORP ST CLEAN WTR & DRINKING WTR 8/11/98 5% 6/15/05 Stocks or Bonds Spouse $5,001 $15,000
NORTHEASTERN PA HOSP & ED AUTH COLLEGE REV DTD 12/15/94 6.55% 8/15/09 Stocks or Bonds Spouse $5,001 $15,000
NORTHWEST OHIO LOC SCH DIST HAMILTON CNTY DTD 3/1/98 5.4% 12/1/10 Stocks or Bonds Spouse $5,001 $15,000
NORWIN PENN SCH DIST DTD 10/1/01 4.5% DUE 4/1/07 Stocks or Bonds Spouse $5,001 $15,000
SCRANTON LACKAWANNA PA HEALTH AND WELFARE AUTH REV DTD 10/15/96 5.1% 1/1/07 Stocks or Bonds Spouse $5,001 $15,000
TOLEDO OHIO DTD 7/15/96 5.625% 12/1/11 Stocks or Bonds Spouse $5,001 $15,000
UNIVERSITY AREA JT AUTH PA SWR REV DTD 8/15/01 5.5% 11/1/10 Stocks or Bonds Spouse $5,001 $15,000
UNIVERSITY TEX UNIV REVS FING SYS-SER A DTD 9/1/99 5.5% 8/15/12 Stocks or Bonds Spouse $5,001 $15,000
UPPER MERION PA AREA SCH DIST DTD 4/15/98 5% 7/15/07 Stocks or Bonds Spouse $5,001 $15,000
THOMAS H LEE EQUITY FUND IV L P BOSTON MA (6) General Investment Spouse $3,502 $7,500
HEARTWOOD FORESTLAND FUND IV L P CAMPHILL NC (6) General Investment Spouse $3,502 $7,500
COMVENTURES IV L P PALO ALTO CA (6) General Investment Spouse $2,501 $5,000
SEVIN ROSEN VII L P VENTURE CAPITAL DALLAS TEXAS (6) General Investment Spouse $2,501 $5,000
TUCKER ANTHONY PRIVATE EQUITY FUND III LP BOSTON MA (6,7) Stocks or Bonds Spouse $2,501 $5,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $2,501 $5,000
CLARKSVILLE TENN PUB BLDG AUTH REV DTD 8/2/01 MATURITY 7/1/31 Stocks or Bonds Spouse $2,501 $5,000
SAYRE PA HEALTH CARE FACS AUTH REV DTD 2/1/02 5.5% 12/1/08 Stocks or Bonds Spouse $2,501 $5,000
HAZELTON PA CITY AUTH WTR REV REF DTD 11/1/96 5.3/4% 4/1/05 Stocks or Bonds Spouse $2,501 $5,000
MONEY MARKET DEMAND ACCNT (2) General Investment Spouse $2,501 $5,000
MELLON BANK SAVINGS & CHECKING ACCOUNTS Cash, Savings Spouse $2,501 $5,000
RENO NEV HOSP REV DTD 2/26/98 3% 5/15/23 Stocks or Bonds Spouse $2,501 $5,000
PUERTO RICO COMWLTH HWY & TRANSN AUTH TRANSN REV DTD 4/3/02 5.25% 7/1/11 Stocks or Bonds Spouse $2,501 $5,000
WAL MART STORES INC Stocks or Bonds Spouse $2,501 $5,000
VERIZON COMMUNICATIONS Stocks or Bonds Spouse $2,501 $5,000
PORTUGAL TELECOM SA Stocks or Bonds Spouse $2,501 $5,000
DUKE ENERGY Stocks or Bonds Spouse $2,501 $5,000
AMERICAN INTERNATIONAL GROUP Stocks or Bonds Spouse $2,501 $5,000
CHEVRON TEXACO CORP Stocks or Bonds Spouse $2,501 $5,000
GARDEN CY MICH SCH DIST REF 5.5 DUE 5/1/2015-5/1/2011 Stocks or Bonds Spouse $2,501 $5,000
ESCONDIDO CAL UN SCH DIST SER A 5.25 DUE 8/1/2019-8/1/2012 Stocks or Bonds Spouse $2,501 $5,000
ERIE PA SCH DIST 5.8 DUE 9/1/29 Stocks or Bonds Spouse $2,501 $5,000
JEA FLA ST JOHNS RIV PWR PK SYS REV REF-LSS 2-17TH SER 5 10/1/05 Stocks or Bonds Spouse $2,501 $5,000
BADGER TOB ASSET SECURITIZATION CORP WIS DTD 5/23/02 6.125% 6/1/27 Stocks or Bonds Spouse $1,202 $3,500
BETHLEHEM PA AREA VOCATIONAL TECHNIC DTD 9/15/01 4.75% 9/1/10 Stocks or Bonds Spouse $1,202 $3,500
INTEL CORP Stocks or Bonds Spouse $1,202 $3,500
WASHINGTON ST HSG FIN COMM NON PROFIT HSG REV DTD 11/23/99 1/1/30 Stocks or Bonds Spouse $1,001 $2,500
CHASE REPURCHASE AGREEMENT (3) Other Spouse $1,001 $2,500
SALOMON REPURCHASE AGREEMENT (3) Other Spouse $1,001 $2,500
CASH & CASH EQUIVALENTS Cash, Savings Spouse $1,001 $2,500
SEVIN ROSEN VIII L P (6,7) DALLAS TX General Investment Spouse $1,001 $2,500
DLJMB OVERSEAS PARTNERS III C V NY NY (6) Stocks or Bonds Spouse $1,001 $2,500
DLJMB MICHAEL A LLC NY NY (6) General Investment Spouse $1,001 $2,500
COLUMBINE VENTURE FUND II ENGELWOOD CA (6,7) Stocks or Bonds Spouse $1,001 $2,500
SALIX VENTURES II L P NASHVILLE TN (6) Stocks or Bonds Spouse $1,001 $2,500
COMVENTURES V L P PALO ALTO CA (6) Stocks or Bonds Spouse $1,001 $2,500
LEHIGH CNTY PA GEN PURP AUTH REV DTD 8/14/97 DUE 7/1/28 Stocks or Bonds Spouse $1,001 $2,500
NEBRASKA EDL FIN AUTH REV DTD 8/1/01 8/1/31 Stocks or Bonds Spouse $1,001 $2,500
DELAWARE CNTY PA INDL REV AUTH ARPT FACS REV 12/18/95 12/1/15 (SOLD IN 2001 INCOME PAID 2002) Stocks or Bonds Spouse $1,001 $2,500
WALGREEN CO Stocks or Bonds Spouse $1,001 $2,500
AUTOMATIC DATA PROCESSING Stocks or Bonds Spouse $1,001 $2,500
SIEMENS AG Stocks or Bonds Spouse $1,001 $2,500
NYCOMED AMERSHAM ORD Stocks or Bonds Spouse $1,001 $2,500
CRH ORD Stocks or Bonds Spouse $201 $1,000
SMUCKER J M CO (SPINOFF FR PROCTER & GAMBLE) Stocks or Bonds Spouse $201 $1,000
MFB NORTHN INSTL FDS (2) Stocks or Bonds Spouse $201 $1,000
GREATER JOHNSTOWN PA SCH DIST DTD 11/15/01 5.375% 8/1/12 Stocks or Bonds Spouse $201 $1,000
MISSOURI ST HEALTH & EDL FACS AUTH EDL FACS REV DTD 11/7/02 VAR 11/1/27 Stocks or Bonds Spouse $201 $1,000
KANSAS CITY MO INDL DEV AUTH HOSP REV DTD 10/30/85 10/15/14 Stocks or Bonds Spouse $201 $1,000
ALLEGHENY CNTY PA INDL DEV AUTH REV DTD 11/18/99 4.35% 12/1/13 Stocks or Bonds Spouse $201 $1,000
ING GROEP N V Stocks or Bonds Spouse $201 $1,000
ALLEGHENY CNTY PA INDL DEV AUTH REV DTD 11/18/99 4.35% 12/1/13 Stocks or Bonds Spouse $201 $1,000
AT&T CORP Stocks or Bonds Spouse $201 $1,000
4 FORESTLAND PROPERTIES LOCATED IN W VA & TN Real Estate Spouse $201 $1,000
POLARIS VENTURE PTRN IV WALTHAM MA (6) General Investment Spouse $201 $1,000
ARCH VENTURE FUND V L P CHICAGO IL (6) General Investment Spouse $201 $1,000
ALVAN TRUST General Investment Candidate $201 $1,000
MONTGOMERY CNTY TENN PUB BLDG AUTH POOLED FING REV DTD 4/24/02 VAR 4/1/32 Stocks or Bonds Spouse $201 $1,000
OKLAHOMA DEV FIN AUTH REV DTD 2/1/02 MAT 2/1/32 Stocks or Bonds Spouse $201 $1,000

Asset Name Type Relation Min Max
WALGREEN CO Stocks or Bonds Spouse $1,000,001 $5,000,000
GMO MUTUAL FUND General Investment Spouse $1,000,001 $5,000,000
ALBQE N MEX JT WTR & SEW SYS SER A 4.4 DUE 7/1/03 Stocks or Bonds Spouse $1,000,001 $5,000,000
ALLEGY CNTY PA PORT AUTH SPL REV TRANSN 6.25 DUE 3/1/16-3/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
AZ ST TRANSN BRD EXCISE TX REV MARICOPA 5 7/1/05 Stocks or Bonds Spouse $1,000,001 $5,000,000
CHESTER CNTY PA RFDG SER B 5.5 BD DUE 11/15/2010-2005 Stocks or Bonds Spouse $1,000,001 $5,000,000
CHGO III MET WTR RECL DIST GTR CHGO WORKING CASH FD 6 DUE 12/1/05 Stocks or Bonds Spouse $1,000,001 $5,000,000
CHGO III O HARE INTL ARPT REV 2ND LIEN PASSENGER FAC-D 5.5 1/1/14 Stocks or Bonds Spouse $1,000,001 $5,000,000
DADE CNTY FLA WTR & SWR SYS REV 6.25 DUE 10/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
CLARK CNTY WASH PUB UTIL DIST NO 001 ELEC REV 5 DUE 1/1/14 Stocks or Bonds Spouse $1,000,001 $5,000,000
CN ST REF-SER C 5 DUE 12/15/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
ERIE PA SWR AUTH SWR REV 4.8 DUE 6/1/2015-6/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
HARRIS CNTY TEX TOLL RD SR LIEN 4.95 BD DUE 8/15/2006-2004 Stocks or Bonds Spouse $1,000,001 $5,000,000
IN BD BK COM SCH FD ADV PUR FDG 5 DUE 2/1/10 Stocks or Bonds Spouse $1,000,001 $5,000,000
KNOX CNTY TENN REF 6.5 DUE 4/1/03 Stocks or Bonds Spouse $1,000,001 $5,000,000
LAKE ORION MICH CMNTY SCH DIST REF 4.8 DUE 5/1/2015-5/1/2012 Stocks or Bonds Spouse $1,000,001 $5,000,000
MARICOPA CNTY ARIZ SCH DIST NO 006 WASHI SCH IMPT PJ SER A 5 7/1/15 Stocks or Bonds Spouse $1,000,001 $5,000,000
MCLEAN & WOODFORD CNTYS II CMNTY UNIT SCH DIST NO 005 NML 7.375 12/1/12 Stocks or Bonds Spouse $1,000,001 $5,000,000
MET GOVT NSVLE & DAVIDSON CNTY TENN WTR & SWR REV REF 6 DUE 1/1/04 Stocks or Bonds Spouse $1,000,001 $5,000,000
NJ ST TRAN CORP CTFS PARTN FED TRAN ADMIN GRANTS SER A 5.625 9/15/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
PA INTRGVRNMNTL PHIL FDG PROG 6.75 6/15/21 PRE 6/15/05 Stocks or Bonds Spouse $1,000,001 $5,000,000
PA ST REF 5.125 DUE 9/15/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
PHIL PA HOSPS & HIGHER ED FACS AUTH REV MBIA 5.25 BD 5/15/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
PIMA CNTY ARIZ 4 DUE 7/1/2013-7/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
SC ST PUB SVC AUTH REV SER B 6.5 BD DUE 1/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
SAC CAL MUN UTIL DIST ELEC REV REF-SER Q5 DUE 8/15/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
SALT RIV PROJ ARIZ AGRIC IMPT & PWR DI REF-SALT RIV PROJ SER A 5 DUE 1/1/04 Stocks or Bonds Spouse $1,000,001 $5,000,000
SCOTTSDALE ARIZ PRESV AUTH EXCISE TX REV 6 DUE 7/1/2009-7/1/2008 Stocks or Bonds Spouse $1,000,001 $5,000,000
SHELBY CNTY TENN REF SER A 6.75 DUE 4/1/04 Stocks or Bonds Spouse $1,000,001 $5,000,000
AMERICAN INTERNATIONAL GROUP Stocks or Bonds Spouse $1,000,001 $5,000,000
ANHEUSER BUSCH COS INC Stocks or Bonds Spouse $1,000,001 $5,000,000
UNIV AKRON OH GEN RCPTS 6 DUE 1/1/16 Stocks or Bonds Spouse $1,000,001 $5,000,000
ST MARY HOSP AUTH BUCKS CNTY PA REV CATHOLIC HLTH INITI A 5.5 BD 12/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
FEDERAL NATIONAL MORTGAGE ASSOCIATION Stocks or Bonds Spouse $1,000,001 $5,000,000
GENERAL ELEC CO Stocks or Bonds Spouse $1,000,001 $5,000,000
GOLDMAN SACHS GROUP INC Stocks or Bonds Spouse $1,000,001 $5,000,000
INTERNATIONAL BUSINESS MACHINES CORP Stocks or Bonds Spouse $1,000,001 $5,000,000
PEPSICO INC Stocks or Bonds Spouse $1,000,001 $5,000,000
PROCTER & GAMBLE CO Stocks or Bonds Spouse $1,000,001 $5,000,000
ABINGTON PA SCH DIST DTD 7/15/96 6% 5/15/26 Stocks or Bonds Spouse $1,000,001 $5,000,000
ALABAMA ST DTD 2/1/01 5.0% 6/1/08 SER A Stocks or Bonds Spouse $1,000,001 $5,000,000
ALABAMA ST PUB SCH & COLLEGE AUTH DTD 10/1/99 5.625% 7/1/13 Stocks or Bonds Spouse $1,000,001 $5,000,000
ALLEGHENY CNTY PA HOSP DEV AUTH REV DTD 10/1/97 5.25% 7/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
ALLEGHENY CNTY PA HOSP DEV AUTH REV DTD 4/1/98 5% 8/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
ALLEGHENY CNTY PA HIGHER ED BLDG AUTH UNIV REV DTD 3/1/96 6.5% 3/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
GANNETT INC Stocks or Bonds Spouse $1,000,001 $5,000,000
WAL MART STORES INC Stocks or Bonds Spouse $1,000,001 $5,000,000
WELLS FARGO Stocks or Bonds Spouse $1,000,001 $5,000,000
ALTOONA PA CITY AUTH WTR REV DTD 9/15/97 5.25% 11/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK REV DTD 8/1/02 4.5% 10/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
CALIFORNIA ST DEPT WTR RES PWR SUPPLY REV DTD 11/1/02 3.5% 5/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
CALIFORNIA STATE WIDE CMNTYS DEV MULTI FAMILY REV DTD 8/1/99 5.25% 6/1/29 Stocks or Bonds Spouse $1,000,001 $5,000,000
CENTRAL BUCKS PA SCH DIST DTD 11/1/00 5.5% 2/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
CHARLEROI PA AREA SCH AUTH SCH REV DTD 10/15/99 5.75% 10/1/15 Stocks or Bonds Spouse $1,000,001 $5,000,000
CHICAGO III PK DIST DTD 12/1/95 6% 1/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
ARLINGTON TEX DTD 4/1/92 6.2% 8/15/04 Stocks or Bonds Spouse $1,000,001 $5,000,000
BLAIR CNTY PA DTD 10/15/96 5.75% 8/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
COLUMBUS OHIO DTD 11/15/97 6% 6/15/08 (IN 01 LISTED AS 6/15/98) Stocks or Bonds Spouse $1,000,001 $5,000,000
COLUMBUS OHIO DTD 12/15/01 5% 1/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
CONNEAUT PA SCH DIST DTD 9/1/00 5.0% DUE 10/1/03 Stocks or Bonds Spouse $1,000,001 $5,000,000
CORNWALL & LEBANON PA SUBN JT SCH AUTH SCH REV DTD 7/1/94 5.875% 3/1/14 Stocks or Bonds Spouse $1,000,001 $5,000,000
GEORGIA MUN ELEC AUTH PWR REV DTD 1/1/98 6.4% 1/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
GETTYSBURG PA MUN AUTH COLLEGE REV DTD 5/15/98 5.375% 8/15/09 (IN '01 5.37%) Stocks or Bonds Spouse $1,000,001 $5,000,000
GREAT VY SCH DIST PA CHESTER CNTY DTD 2/1/96 5.5% 2/15/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
GREATER JOHNSTOWN PA SCH DIST DTD 11/15/01 5.375% 8/1/12 Stocks or Bonds Spouse $1,000,001 $5,000,000
GREENVILLE CNTY SCH SC SCH DIST DTD 3/15/02 5.25% 12/1/11 Stocks or Bonds Spouse $1,000,001 $5,000,000
GREENVILLE CNTY SC DIST INSTALLMENT PUR DTD 3/15/02 5.5% 12/1/13 Stocks or Bonds Spouse $1,000,001 $5,000,000
DADE CNTY FLA SCH DIST DTD 2/1/96 6% 7/15/04 Stocks or Bonds Spouse $1,000,001 $5,000,000
DEKALB CNTY GA WTR & SEW REV DTD 7/9/97 6% 10/1/03 Stocks or Bonds Spouse $1,000,001 $5,000,000
INTERMOUNTAIN PWR AGY UTAH PWR SUPPLY REV DTD 10/4/96 6.25% 7/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
MESA ARIZ DTD 5/1/02 5.25% 7/1/10 Stocks or Bonds Spouse $1,000,001 $5,000,000
METRO TRANSN AUTH NY REV DTD 5/30/02 4.0% 11/15/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
METROPOLITAN TRANSN AUTH NY TRAN FACS REV DTD 9/15/92 6.3% 7/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
MICHIGAN ST BLDG AUTH REV DTD 3/15/94 5.625% 10/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW JERSEY ST TRAN CORP DTD 11/1/00 5.50% 2/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW MEXICO ST HWY COMN REV DTD 5/15/02 5.0% 6/15/12 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW YORK NY DTD 1/7/97 6% 10/15/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 11/24/98 5.5% 11/15/17 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 11/24/98 5.5% 11/15/17 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW YORK ST TWY AUTH SVC CONTRACT REV DTD 9/1/97 6% 4/1/05 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW YORK ST URBAN DEV CORP REV DTD 12/1/95 6% 1/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
NEW YORK ST URBAN DEV CORP CORRECTIONAL & YOUTH FACS SVC DTD 11/26/02 5% 1/1/17 Stocks or Bonds Spouse $1,000,001 $5,000,000
NORTH CENT TEX HEALTH FAC DEV CORP REV DTD 12/1/95 6.25% 5/15/11 Stocks or Bonds Spouse $1,000,001 $5,000,000
NORTHAMPTON CNTY PA HIGHER ED AUTH REV 11/15/99 5.25% 11/15/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
PALM BEACH CNTY FLA SOLID WASTE AUTH REV DTD 3/15/97 6% 10/1/09 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA HSG FIN AGY DTD 1/1/97 5.2% 10/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA INTERGOVERNMENTAL COOP AUTH SPL TAX REV DTD 5/15/96 6% 6/15/05 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA ST DTD 5/15/96 5.375% 11/15/04 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA ST DTD 10/15/00 5.25% 10/15/10 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA ST DTD 2/1/02 5.5% 2/1/14 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA ST HIGHER EDL FACS AUTH REV DTD 6/1/98 5.5% 4/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA ST HIG 6.0% 1/1/05 DTD 3/15/96 Stocks or Bonds Spouse $1,000,001 $5,000,000
PENNSYLVANIA ST INDL DEV AUTH REV DTD 9/15/96 6% 7/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
PHOENIX ARIZ STR & HWY USER REV DTD 5/1/02 5% 7/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
PLANO TEX INDPT SCH DIST DTD 2/1/01 5.0% 2/15/11 Stocks or Bonds Spouse $1,000,001 $5,000,000
PUERTO RICO COMWLTH DTD 3/1/97 5.75% 7/1/17 Stocks or Bonds Spouse $1,000,001 $5,000,000
PUERTO RICO COMWLTH DTD 10/25/01 5.5% 7/1/13 Stocks or Bonds Spouse $1,000,001 $5,000,000
ST JOHNS CNTY FLA INDL DEV AUTH INDL DEV REV DTD 10/15/96 5.8% 9/1/16 Stocks or Bonds Spouse $1,000,001 $5,000,000
ST LOUIS MO ARPT REV DTD 5/1/01 5.50% 7/1/10 Stocks or Bonds Spouse $1,000,001 $5,000,000
SWATHMORE BORO AUTH PA COLLEGE REV DTD 7/1/01 5.5% 9/15/11 Stocks or Bonds Spouse $1,000,001 $5,000,000
TEXAS ST REF-SER A DTD 9/15/92 6% 10/1/06 Stocks or Bonds Spouse $1,000,001 $5,000,000
TEXAS WTR DEV BRD REV DTD 9/1/99 5.75% 7/15/13 Stocks or Bonds Spouse $1,000,001 $5,000,000
UNIVERSITY CINCINNATI OHIO CTFS PARTN DTD 12/1/00 5.5% 6/1/13 Stocks or Bonds Spouse $1,000,001 $5,000,000
UNIVERSITY NC INIV REVS DTD 1/15/01 5.0% 12/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
UNIVERSITY NC UNIV REV DTD 5/1/02 5% 12/1/10 Stocks or Bonds Spouse $1,000,001 $5,000,000
UTAH ST DTD 8/1/97 5.5% 7/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
SOUTHEASTERN PA TRANSN AUTH PA SPL REV DTD 5/1/97 5.75% 3/1/07 Stocks or Bonds Spouse $1,000,001 $5,000,000
DEL MONTE FOODS CO Stocks or Bonds Spouse $1,000,001 $5,000,000
HEINZ H J CO Stocks or Bonds Spouse $1,000,001 $5,000,000
BIOMET INC Stocks or Bonds Spouse $1,000,001 $5,000,000
NOKIA CORP SPONSORED ADR Stocks or Bonds Spouse $1,000,001 $5,000,000
PFIZER INC Stocks or Bonds Spouse $1,000,001 $5,000,000
WISCONSIN ST TRANSN REV DTD 4/15/02 5.5% 7/1/10 Stocks or Bonds Spouse $1,000,001 $5,000,000
YORK CNTY PA DTD 4/1/02 6.25% 10/1/08 Stocks or Bonds Spouse $1,000,001 $5,000,000
HEINZ H J CO Stocks or Bonds Spouse $1,000,001 $5,000,000
DEL MONTE FOODS CO Stocks or Bonds Spouse $1,000,001 $5,000,000
HEINZ H J CO Stocks or Bonds Spouse $1,000,001 $5,000,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $1,000,001 $5,000,000
GMO MUTUAL FUND Stocks or Bonds Spouse $1,000,001 $5,000,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $1,000,001 $5,000,000
DEL MONTE FOODS CO Stocks or Bonds Spouse $1,000,001 $5,000,000
HEINZ H J CO Stocks or Bonds Spouse $1,000,001 $5,000,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $1,000,001 $5,000,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $1,000,001 $5,000,000
GMO MUTUAL FUND Stocks or Bonds Spouse $1,000,001 $5,000,000
OWNERSHIP INTEREST IN THYME SQUARE RESTAURANT Other Spouse $1,000,001 $5,000,000
FLYING SQUIRREL DELAWARE CORP AIRPLANE FLIES CHARTERS Business Partnership Spouse $1,000,001 $5,000,000
FAIRPOINT COMMUNICATIONS INC TELECOM SERVICES Stocks or Bonds Spouse $1,000,001 $5,000,000
TUCKER ANTHONY PRIVATE EQUITY FUND III LP BOSTON MA (6,7) Stocks or Bonds Spouse $1,000,001 $5,000,000
TUCKER ANTHONY IV L P BOSTON MA (6,7) General Investment Spouse $1,000,001 $5,000,000
4 FORESTLAND PROPERTIES LOCATED IN W VA & TN Real Estate Spouse $1,000,001 $5,000,000
4 FORESTLAND PROPERTIES LOCATED IN PA WV & MI Real Estate Spouse $1,000,001 $5,000,000
10 FORESTLAND PROPERTIES LOCATED IN NY WV NC MI PA TX TN Real Estate Spouse $1,000,001 $5,000,000
5 FORESTLAND PROPERTIES LOCATED IN TX PA WV Real Estate Spouse $1,000,001 $5,000,000
SPECTRUM EQUITY INVESTORS II L P PALO ALTO CA (6,8) General Investment Spouse $1,000,001 $5,000,000
SPECTRUM EQUITY INVESTORS III L P PALO ALTO CA (6,8) General Investment Spouse $1,000,001 $5,000,000
SPECTRUM EQUITY INVESTORS IV L P PALO ALTO CA (6,8) General Investment Spouse $1,000,001 $5,000,000
BLACKSTONE CAPITAL PARTNERS III L P MERCHANT BANKING FUND NY NY (6,8) General Investment Spouse $1,000,001 $5,000,000
DOVERSTREET III L P (6,7) BOSTON MA (SEE ATTACHMENT 2 OF 2001 REPORT) General Investment Spouse $1,000,001 $5,000,000
DOVERSTREET IV L P BOSTON MA (6,7) (SEE ATTACHMENT 3 OF 2001 REPORT) General Investment Spouse $1,000,001 $5,000,000
LEXINGTON CAPITAL PARTNERS II L P NEW YORK NEW YORK (6,7) (SEE ATTACHMENT 4 OF 2001 REPORT) General Investment Spouse $1,000,001 $5,000,000
FAIRPOINT COMMUNICATIONS INC TELECOM SERVICES Stocks or Bonds Spouse $1,000,001 $5,000,000
9 REAL ESTATE PROPERTIES IN DC LA BOSTON DENVER CHICAGO Real Estate Spouse $1,000,001 $5,000,000
BAIN CAPITAL FUND VII L P BOSTON MA (6,8) Stocks or Bonds Spouse $1,000,001 $5,000,000
LEXINGTON CAP PART V NEW YORK NY (6,7) General Investment Spouse $500,001 $1,000,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $500,001 $1,000,000
BIG FLOWER HOLDINGS INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $500,001 $1,000,000
COTT CORP CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $500,001 $1,000,000
1925 SQUAW RUN ROAD PGH PA Stocks or Bonds Spouse $500,001 $1,000,000
BIG FLOWER HOLDINGS INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $500,001 $1,000,000
CASH Cash, Savings Spouse $500,001 $1,000,000
DEL MONTE FOODS CO Stocks or Bonds Spouse $500,001 $1,000,000
UNITED STATES TREASURY BILLS (1) Stocks or Bonds Spouse $500,001 $1,000,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $500,001 $1,000,000
CASH Cash, Savings Spouse $500,001 $1,000,000
SALOMON REPURCHASE AGREEMENT (3) Other Spouse $500,001 $1,000,000
INTEL CORP Stocks or Bonds Spouse $500,001 $1,000,000
SOUTH WESTERN SCH DIST PA YORK CNTY DTD 3/15/02 5% 6/15/11 Stocks or Bonds Spouse $500,001 $1,000,000
MONEY MARKET DEMAND ACCNT (2) General Investment Spouse $500,001 $1,000,000
UNIVERSITY TEX UNIV REVSFING SYS-SER A DTD 9/1/99 5.5% 8/15/12 Stocks or Bonds Spouse $500,001 $1,000,000
PUERTO RICO COMWLTH HWY & TRANSN AUTH TRANSN REV DTD 4/3/02 5.25% 7/1/11 Stocks or Bonds Spouse $500,001 $1,000,000
PFLUGERVILLE TAX INDPT SCH DIST 10/15/00 5.75% 8/15/15 Stocks or Bonds Spouse $500,001 $1,000,000
PHILADELPHIA PA HOSPS & HIGHER ED FACS AUTH REV DTD 7/1/98 5/15/08 Stocks or Bonds Spouse $500,001 $1,000,000
PENNSYLVANIA ST FIRST SER DTD 1/15/00 5.50% 1/15/06 Stocks or Bonds Spouse $500,001 $1,000,000
PENNSYLVANIA ST DTD 5/15/96 5.375% 5/15/03 Stocks or Bonds Spouse $500,001 $1,000,000
PENNSYLVANIA INTERGOVERNMENTAL COOP AUTH SPL TAX REV DTD 7/15/93 5.875% 6/15/23 Stocks or Bonds Spouse $500,001 $1,000,000
NORTHEASTERN PA HOSP & ED AUTH COLLEGE REV DTD 8/15/97 5.25% 8/15/05 Stocks or Bonds Spouse $500,001 $1,000,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 2/2/00 6.125% 11/15/12 FUTURE Stocks or Bonds Spouse $500,001 $1,000,000
NORTH PENN PA SCH DIST DTD 6/15/99 4.4% 9/1/09 Stocks or Bonds Spouse $500,001 $1,000,000
JORDAN UTAH SCH DIST DTD 8/1/97 5.25% 6/15/07 Stocks or Bonds Spouse $500,001 $1,000,000
COLORADO DEPT TRANS REV DTD 8/27/02 5.5% 6/15/13 Stocks or Bonds Spouse $500,001 $1,000,000
PA ST 1ST SER 5 DUE 1/15/10 Stocks or Bonds Spouse $500,001 $1,000,000
KING CNTY WASH LIBR SYS DTD 9/15/92 6.15% 12/1/10 Stocks or Bonds Spouse $500,001 $1,000,000
MARICOPA CNTY ARIZ UNI SCH DIST NO 48 SCOTTSDALE DTD 8/1/99 6.125% 7/1/11 Stocks or Bonds Spouse $500,001 $1,000,000
MASSACHUSETTS MUN WHSL ELEC CO PWR SUPPLY SYS REV DTD 11/7/01 5% 7/1/06 Stocks or Bonds Spouse $500,001 $1,000,000
MASSACHUSETTS ST CONS LN-SER C DTD 9/1/99 5.75% 9/1/13 Stocks or Bonds Spouse $500,001 $1,000,000
MASSACHUSETTS ST INDL FIN AGY REV DTD 3/29/94 DUE 3/15/04 Stocks or Bonds Spouse $500,001 $1,000,000
DADE CNTY FLA DTD 1/1/96 6.5% 10/1/09 Stocks or Bonds Spouse $500,001 $1,000,000
ARAPAHOE CNTY COLO SCH DIST DTD 12/1/99 6% 12/15/14 Stocks or Bonds Spouse $500,001 $1,000,000
ALLEGHENY CNTY PA INDL DEV AUTH REV DTD 11/18/99 4.35% 12/1/13 Stocks or Bonds Spouse $500,001 $1,000,000
ALLENTOWN PA SCH DIST DTD 12/15/99 6% 2/15/11 Stocks or Bonds Spouse $500,001 $1,000,000
TACOMA WASH ELEC SYS REV REF-SER A 5.5 DUE 1/1/2012-1/1/2011 Stocks or Bonds Spouse $500,001 $1,000,000
UT TRAN AUTH SALES TX REV SER A 4.125 DUE 6/15/2017-12/15/2012 Stocks or Bonds Spouse $500,001 $1,000,000
W ALLEGY PA SCH DIST REF-SER C 4.75 DUE 2/1/18-2/1/2012 Stocks or Bonds Spouse $500,001 $1,000,000
DISNEY WALT CO Stocks or Bonds Spouse $500,001 $1,000,000
AUTOMATIC DATA PROCESSING Stocks or Bonds Spouse $500,001 $1,000,000
SALT RIV PROJ ARIZ AGRIC IMPT & PWR DI SALT RIV PROJ SER B 5 DUE 1/1/25 Stocks or Bonds Spouse $500,001 $1,000,000
PORTSMOUTH NH 3.25 DUE 9/15/11 Stocks or Bonds Spouse $500,001 $1,000,000
II ST SALES TX REV 2ND SER 5.5 DUE 6/15/16 Stocks or Bonds Spouse $500,001 $1,000,000
NY ST MTG AGY REV 26TH SER 5.85 DUE 4/1/17-7/1/10 Stocks or Bonds Spouse $500,001 $1,000,000
NY ST URBAN DEV CORP REV PERS INC TX-SER D 5 DUE 12/15/07 Stocks or Bonds Spouse $500,001 $1,000,000
NJ ST TRANSN TR FD AUTH TRANSN SYS SER B6 DUE 6/15/16 Stocks or Bonds Spouse $500,001 $1,000,000
NV ST CAP IMPT SER B 5.125 DUE 4/15/15-4/15/08 Stocks or Bonds Spouse $500,001 $1,000,000
NY NY CY TRANSITIONAL FIN AUTH REF FUTURE TX SECD SER A 5.25 11/1/11 Stocks or Bonds Spouse $500,001 $1,000,000
NY NY CY TRANSITIONAL FIN AUTH FUTURE TX SECD SER A 5 11/15/15-5/15/09 Stocks or Bonds Spouse $500,001 $1,000,000
MET WTR DIST SOUTHN CAL WTRWKS REV REF 4.75 7/1/22 Stocks or Bonds Spouse $500,001 $1,000,000
JEA FLA ST JOHNS RIV PWR PK SYS REV REF-LSS 2-17TH SER 5 10/1/05 Stocks or Bonds Spouse $500,001 $1,000,000
HARRISBURG PA AUTH SCH REV HARRISBURG REF PROJ-SER A 5.5 DUE 4/1/11 Stocks or Bonds Spouse $500,001 $1,000,000
GARLAND TEX CTFS OBLIG 5.625 DUE 2/15/16 Stocks or Bonds Spouse $500,001 $1,000,000
DUTCHESS CNTY NY INDL DEV AGY CIVIC FAC REV BARD CG CIVIC 6 8/1/17-10 Stocks or Bonds Spouse $500,001 $1,000,000
DF TEMPORARY INVESTMENT FUND (2) Cash, Savings Spouse $500,001 $1,000,000
WYETH Stocks or Bonds Spouse $500,001 $1,000,000
DF TEMPORARY INVESTMENT FUND (2) General Investment Spouse $500,001 $1,000,000
CENT AZ WTR CONSV DIST CONT REV RFDG CENT AZ PROJ SER A 5.3 BD 11/1/04 Stocks or Bonds Spouse $250,001 $500,000
PA ST UNIV REF 5 DUE 8/15/04 Stocks or Bonds Spouse $250,001 $500,000
PHOENIX ARIZ CIVIC IMPT CORP WASTEWATER REF JR LIEN 5.25 DUE 7/1/11 Stocks or Bonds Spouse $250,001 $500,000
SEATTLE WASH REF & IMPT MBIA LBC 4.2 DUE 12/1/2017-12/1/2012 Stocks or Bonds Spouse $250,001 $500,000
ARIZONA ST UNIV REVS DTD 12/1/93 6% 7/1/07 Stocks or Bonds Spouse $250,001 $500,000
HASTINGS MICH SCH DIST DTD 11/27/95 6% 5/1/05 Stocks or Bonds Spouse $250,001 $500,000
BROWARD CNTY FLA RESOURCE RECOVERY REV DTD 3/1/01 4.5% 6/1/11 Stocks or Bonds Spouse $250,001 $500,000
GEORGIA ST DTD 7/1/95 7.25% 7/1/10 Stocks or Bonds Spouse $250,001 $500,000
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV DTD 2/2/00 6.125% 11/15/12 Stocks or Bonds Spouse $250,001 $500,000
PHILADELPHIA PA WTR & WASTEWTR REV DTD 4/15/95 6.25% 8/1/09 Stocks or Bonds Spouse $250,001 $500,000
SALT RIVER PROJ ARIZ AGRIC IMPT & PWR DIST ELEC SYS REV DTD 12/14/01 5% 1/1/04 Stocks or Bonds Spouse $250,001 $500,000
TULSA OKLA TULSA INDL AUTH REV DTD 3/1/96 6% 10/1/16 Stocks or Bonds Spouse $250,001 $500,000
STATE PUB SCH BLDG AUTH PA COLLEGE REV DTD 6/15/95 6.25% 4/1/11 Stocks or Bonds Spouse $250,001 $500,000
WESTMORELAND CNTY PA DTD 3/1/93 5% 8/1/06 Stocks or Bonds Spouse $250,001 $500,000
ONE PAINTING HELD AS AN INVESTMENT Other Joint $250,001 $500,000
EYE CARE CENTERS OF AMERICA INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
METRIS COMPANIES INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
UIC HOLDINGS LLC CHEMICAL/MATERIALS Stocks or Bonds Spouse $250,001 $500,000
WYNDHAM INTERNATIONAL INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
ASTRAPAK (PTY) LTD SANDTON SA SPECIALTY PACKAGING General Investment Spouse $250,001 $500,000
FUEL JOHANNESBURG SA TRANSPORTERS OF FREIGHT AND PARCEL GOODS Real Estate Spouse $250,001 $500,000
HOUGHTON MIFFLIN CO PUBLISHING Stocks or Bonds Spouse $250,001 $500,000
UNIMPROVED LAND LIGONIER PA Stocks or Bonds Spouse $250,001 $500,000
EYE CARE CENTERS OF AMERICA INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
CAMERON HEALTH INC MEDICAL DEVICES Stocks or Bonds Spouse $250,001 $500,000
LOCUS PHARMACEUTICAL HEALTHCARE/BIOTECH Stocks or Bonds Spouse $250,001 $500,000
METRIS COMPANIES INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
UIC HOLDINGS LLC CHEMICAL/MATERIALS Stocks or Bonds Spouse $250,001 $500,000
WYNDHAM INTERNATIONAL INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
HOUGHTON MIFFLIN CO PUBLISHING Stocks or Bonds Spouse $250,001 $500,000
BROADVIEW NETWORKS COMMUNICATIONS PROVIDER Stocks or Bonds Spouse $250,001 $500,000
LITTLEFEET INC BASE STATIONS FOR CELLS Stocks or Bonds Spouse $250,001 $500,000
XTERA COMMUNICATIONS INC TELECOM NETWORK SYSTEMS Stocks or Bonds Spouse $250,001 $500,000
RISING STAR HOLDINGS CORP OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $250,001 $500,000
ETC HOLDINGS L P OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $250,001 $500,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $250,001 $500,000
MONITRONICS INTERNATIONAL INC CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $250,001 $500,000
WIDEOPEN WEST HOLDINGS INC TELECOM SERVICES Stocks or Bonds Spouse $100,001 $250,000
GALLARUS MEDIA NETWORK COMMUNICATION Stocks or Bonds Spouse $100,001 $250,000
PERMIAN RESOURCES HOLDINGS INC OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $100,001 $250,000
AURORA NETWORKS TELECOM NETWORK/SYSTEM Stocks or Bonds Spouse $100,001 $250,000
ACCENTCARE INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
ELDER HEALTH INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
TITAN HEALTH CORPORATION HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
US HEALTHWORK INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
VANTAGE ONCOLOGY INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
PATIENT CARE INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
INTELLICARE AMERICA INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
SEMPERCARE INC HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
TRIOCO RESOURCES OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $100,001 $250,000
STALLION ENERGY HOLDINGS OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $100,001 $250,000
WHITE OAK HOLDINGS CORP OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $100,001 $250,000
EVALVE INC MEDICAL DEVICES Stocks or Bonds Spouse $100,001 $250,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $100,001 $250,000
CLASSIC PETROLEUM INC OIL AND GAS RESERVE ACQUISITIONS Stocks or Bonds Spouse $100,001 $250,000
ADVANSTAR INC B-TO-B MARKETING COMM PRODUCTS Stocks or Bonds Spouse $100,001 $250,000
NOVEON HOLDINGS INC DEVELOP & MARKET CHEMICALS Stocks or Bonds Spouse $100,001 $250,000
AXIS SPECIALTY LIMITED INSURANCE Stocks or Bonds Spouse $100,001 $250,000
CASH Cash, Savings Spouse $100,001 $250,000
AXIS CAP HOLD FINANCIAL Stocks or Bonds Spouse $100,001 $250,000
ENDURANCE SPECIALTY INSUANCE LTD FINANCIAL Stocks or Bonds Spouse $100,001 $250,000
HATTERAS NETWORKS INC COMMUNICATIONS Stocks or Bonds Spouse $100,001 $250,000
ARBINET-THEXCHANGE INTERNET-EBUSINESS Stocks or Bonds Spouse $100,001 $250,000
LIGHTCROSS INC COMMUNICATIONS Stocks or Bonds Spouse $100,001 $250,000
NATIONAL WATERWORKS WATERWORKS INFRASTRUCTURE PRODUCTS Stocks or Bonds Spouse $100,001 $250,000
TRANSWESTERN PUBLISHING L P CONSUMER RETAIL SERVICES Stocks or Bonds Spouse $100,001 $250,000
NEO WORLD HOLDINGS TELECOM NETWORK/SYSTEMS Stocks or Bonds Spouse $100,001 $250,000
ANCILLARY CARE MANAGEMENT HEALTHCARE SERVICES Stocks or Bonds Spouse $100,001 $250,000
MEDSN INC INTERNET-EBUSINESS Stocks or Bonds Spouse $100,001 $250,000
MICRO VENTION HEALTHCARE DEVICES Stocks or Bonds Spouse $100,001 $250,000
NOVASYS MEDICAL INC HEALTHCARE DEVICES Stocks or Bonds Spouse $100,001 $250,000
PICOLITER BIOTEC/BIOPHARM Stocks or Bonds Spouse $100,001 $250,000
PTC THERAPEUTICS INC BIOTEC/BIOPHARM Stocks or Bonds Spouse $100,001 $250,000
REFRACTEC INC HEALTHCARE DEVICES Stocks or Bonds Spouse $100,001 $250,000
SALMEDIX INC BIOTECH Stocks or Bonds Spouse $100,001 $250,000
THERMAGE INC HEALTHCARE DEVICES Stocks or Bonds Spouse $100,001 $250,000
VIVUS INC HEALTHCARE DEVICES Stocks or Bonds Spouse $100,001 $250,000
CARDEON CORP MEDICAL DEVICES Stocks or Bonds Spouse $100,001 $250,000
ACTIVEBIOTICS INC BIOTECH Stocks or Bonds Spouse $100,001 $250,000
CARDIO VENTION INC MEDICAL DEVICES Stocks or Bonds Spouse $100,001 $250,000
ALFALIGHT INC MADISON WI TELECOM NETWORK/SYSTEMS Stocks or Bonds Spouse $100,001 $250,000
LIGHTCROSS INC MONTEREY PARK CA TELECOM PRODUCTS Stocks or Bonds Spouse $100,001 $250,000
NARAD NETWORKS INC TELECOM NETWORK/SYSTEM Stocks or Bonds Spouse $100,001 $250,000
NEWMARKET INTERNATIONAL INC SOFTWARE FOR HOTELS AND RESORTS Stocks or Bonds Spouse $100,001 $250,000
SUMMIT/EMED HOLDINGS LLC SAFETY SIGNAGE AND EQUIPMENT Stocks or Bonds Spouse $100,001 $250,000
SYBARI SOFTWARE INC SOFTWARE Stocks or Bonds Spouse $100,001 $250,000
SUMMIT/EMED HOLDINGS LLC MANUFACTURING Stocks or Bonds Spouse $100,001 $250,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $100,001 $250,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $100,001 $250,000
NISHAN SYSTEMS COMPUTER HARDWARE Stocks or Bonds Spouse $100,001 $250,000
ARBINET-THEXCHANGE (WAS ARBINET HOLDINGS) TELECOM TRADING NETWORK Stocks or Bonds Spouse $100,001 $250,000
DYNAMICSOFT END TO END SERVER SOLUTIONS Stocks or Bonds Spouse $100,001 $250,000
NATIONAL WATERWORKS WATERWORKS INFRASTRUCTURE PRODUCTS Stocks or Bonds Spouse $100,001 $250,000
TRANSWESTERN PUBLISHING L P CONSUMER RETAIL SERVICES Stocks or Bonds Spouse $100,001 $250,000
KAGISO MEDIA LTD RIVONIA SA INVESTMENT PLATFORM (RADIO JACARADA) Real Estate Spouse $100,001 $250,000
AXIS SPECIALTY LIMITED FINANCIAL Stocks or Bonds Spouse $100,001 $250,000
ENDURANCE SPECIALTY INSUANCE LTD FINANCIAL Stocks or Bonds Spouse $100,001 $250,000
PRIME CURE CLINICS (PTY) LTD CENTURION SA HEALTHCARE CLINICS General Investment Spouse $100,001 $250,000
ALVAN TRUST General Investment Candidate $100,001 $250,000
PUERTO RICO ELEC PWR AUTH PWR REV DTD 8/15/95 6.5% 7/1/06 Stocks or Bonds Spouse $100,001 $250,000
ALLEGHENY CNTY PA HOSP DEV AUTH REV DTD 3/1/95 5.45% 9/1/04 Stocks or Bonds Spouse $100,001 $250,000
NEW YORK ST ENVIRONMENTAL FACS CORP ST CLEAN WTR & DRINKING WTR 8/11/98 5% 6/15/05 Stocks or Bonds Spouse $100,001 $250,000
NORTHEASTERN PA HOSP & ED AUTH COLLEGE REV DTD 12/15/94 6.55% 8/15/09 Stocks or Bonds Spouse $100,001 $250,000
NORTHWEST OHIO LOC SCH DIST HAMILTON CNTY DTD 3/1/98 5.4% 12/1/10 Stocks or Bonds Spouse $100,001 $250,000
NORWIN PENN SCH DIST DTD 10/1/01 4.5% DUE 4/1/07 Stocks or Bonds Spouse $100,001 $250,000
CALIFORNIA ST DEPT WTR RES PWR SUPLY REV DTD 11/1/02 5.0% 5/1/08 Stocks or Bonds Spouse $100,001 $250,000
CHARLEROI PA AREA SCH AUTH SCH REV DTD 10/15/99 5.75% 10/1/15 Stocks or Bonds Spouse $100,001 $250,000
COOK CNTY III CMNTY CONS SCH DIST NO 146 TNILEY PK DTD 1/1/99 12/1/11 Stocks or Bonds Spouse $100,001 $250,000
DUPAGE CNTY III CMNTY HIGH SCH DIST NO 099 DOWNERS GROVE DTD 12/1/98 5.5% 12/1/14 Stocks or Bonds Spouse $100,001 $250,000
GARLAND TEX DTD 2/15/98 5% 2/15/08 Stocks or Bonds Spouse $100,001 $250,000
GETTYSBURG PA MUN AUTH COLLEGE REV DTD 5/15/98 5.375% 8/15/09 Stocks or Bonds Spouse $100,001 $250,000
HAZELTON PA CITY AUTH WTR REV REF DTD 11/1/96 5.3/4% 4/1/05 Stocks or Bonds Spouse $100,001 $250,000
HEARTLAND CONSUMERS PWR DIST S D ELEC REV DTD 10/1/92 6% 1/1/09 Stocks or Bonds Spouse $100,001 $250,000
WASHINGTON ST DTD 6/1/92 6% 6/1/05 Stocks or Bonds Spouse $100,001 $250,000
PENNSYLVANIA ST DTD 3/15/97 5.125% 9/15/03 Stocks or Bonds Spouse $100,001 $250,000
PENNSYLVANIA ST FIRST SER DTD 1/15/00 5.50% 1/15/06 Stocks or Bonds Spouse $100,001 $250,000
PENNSYLVANIA ST HGHER EDL FACS AUTH DTD 6/15/00 5.75% 6/15/09 Stocks or Bonds Spouse $100,001 $250,000
PHILADELPHIA PA HOSPS & HIGHER ED FACS AUTH REV DTD 7/1/98 5/15/08 Stocks or Bonds Spouse $100,001 $250,000
PHILADELPHIA PA SCH DIST DTD 12/15/98 5.25% 10/1/11 Stocks or Bonds Spouse $100,001 $250,000
PHILADELPHIA PA WTR & WASTEWTR REV DTD 4/15/95 6.25% 8/1/09 Stocks or Bonds Spouse $100,001 $250,000
PUERTO RICO COMWLTH HWY & TRANSN AUTH TRANSN REV DTD 2/15/98 5.5% 7/1/10 Stocks or Bonds Spouse $100,001 $250,000
SAYRE PA HEALTH CARE FACS AUTH REV DTD 2/1/02 5.5% 12/1/08 Stocks or Bonds Spouse $100,001 $250,000
SCRANTON LACKAWANNA PA HEALTH AND WELFARE AUTH REV DTD 10/15/96 5.1% 1/1/07 Stocks or Bonds Spouse $100,001 $250,000
TOLEDO OHIO DTD 7/15/96 5.625% 12/1/11 Stocks or Bonds Spouse $100,001 $250,000
UNIVERSITY AREA JT AUTH PA SWR REV DTD 8/15/01 5.5% 11/1/10 Stocks or Bonds Spouse $100,001 $250,000
UNIVERSITY TEX UNIV REVS FING SYS-SER A DTD 9/1/99 5.5% 8/15/12 Stocks or Bonds Spouse $100,001 $250,000
UPPER MERION PA AREA SCH DIST DTD 4/15/98 5% 7/15/07 Stocks or Bonds Spouse $100,001 $250,000
PENNSYLVANIA ST HIG 6.0% 1/1/06 3/15/96 Stocks or Bonds Spouse $100,001 $250,000
NORTHEASTERN PA HOSP & ED AUTH COLLEGE REV DTD 12/15/94 6.55% 8/15/09 PREFUNDED Stocks or Bonds Spouse $100,001 $250,000
GALENA PARK TEX INDPT SCH DIST DTD 12/15/95 6.8% 8/15/07 Stocks or Bonds Spouse $100,001 $250,000
MARICOPA CNTY ARIZ UNI SCH DIS NO 69 PARADISE VY DTD 11/1/95 6.35% 7/1/10 Stocks or Bonds Spouse $100,001 $250,000
MFB NORTHN INSTL FDS (2) Stocks or Bonds Spouse $100,001 $250,000
LINCOLN CNTY ORE SCH DIST 5.5 DUE 6/15/03 Stocks or Bonds Spouse $100,001 $250,000
CASH Cash, Savings Spouse $50,001 $100,000
MASSACHUSETTS ST WTR RES AUTH DTD 8/15/02 VAR 8/1/20 Stocks or Bonds Spouse $50,001 $100,000
SALOMON REPURCHASE AGREEMENT(3) Other Spouse $50,001 $100,000
UNITED STATES TREASURY BILLS Stocks or Bonds Candidate $50,001 $100,000
FLEET BANK ACCOUNTS Cash, Savings Joint $50,001 $100,000
ACAMBIS Stocks or Bonds Spouse $50,001 $100,000
COTT CORP CONSUMER/RETAIL & SERVICES Stocks or Bonds Spouse $50,001 $100,000
ALLIED WORLD ASSURANCE HOLDINGS FINANCIAL Stocks or Bonds Spouse $50,001 $100,000
SHOE CITY HOLDINGS (PTY) LTD SWANSEA SA SPECIALTY RETAIL Stocks or Bonds Spouse $50,001 $100,000
UNI-SPAN FORMWORK NEWLANDS PRETORIA SA MANUF & DISTRIBUTE SCAFFOLDING Stocks or Bonds Spouse $50,001 $100,000
NORTECH DETECTION SOLUTIONS PLETERMARITZBURG SA SUPPLIER OF DETECTION SOLUTIONS Business Partnership Spouse $50,001 $100,000
BRIX NETWORKS INC SERVICE LEGAL AGREEMENT NETWORKING Stocks or Bonds Spouse $50,001 $100,000
STEAK-UMM FOOD PRODUCTS PAMFRET CENTER CT MEAT PRODUCTS Stocks or Bonds Spouse $50,001 $100,000
AFFERON CORP WAYNE PA BIOTECH/BIOPHARM Stocks or Bonds Spouse $50,001 $100,000
STEAK-UMM FOOD PRODUCTS PAMFRET CENTER CT MEAST PRODUCTS Stocks or Bonds Spouse $50,001 $100,000
P-CUBE INC SERVICE AWARE NETWORK SOLUTIONS Stocks or Bonds Spouse $50,001 $100,000
UNIVERSAL ACCESS GLOBAL HOLDINGS INC PROVISIONING HIGH BANDWITH SERVICES Stocks or Bonds Spouse $50,001 $100,000
ALPHASMART INC ELECTRONICS Stocks or Bonds Spouse $50,001 $100,000
CALLTECH COMMUNICATIONS LLC MEDIA Stocks or Bonds Spouse $50,001 $100,000
B&W LOUDSPEAKERS LIMITED MANUFACTURING Stocks or Bonds Spouse $50,001 $100,000
BROADCOM CORP TELECOM NETWORK/SYSTEMS Stocks or Bonds Spouse $50,001 $100,000
NAVIS HOLDINGS LLC SOFTWARE Stocks or Bonds Spouse $50,001 $100,000
NEWMARKET INTERNATIONAL INC SOFTWARE Stocks or Bonds Spouse $50,001 $100,000
SOMERA COMMUNICATIONS LLC TELECOM PRODUCTS Stocks or Bonds Spouse $50,001 $100,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $50,001 $100,000
CASH & CASH EQUIVALENTS Cash, Savings Spouse $50,001 $100,000
OPENREACH INC SOFTWARE Stocks or Bonds Spouse $50,001 $100,000
EMBER CORPORATION TELECOM NETWORK/SYSTEM Stocks or Bonds Spouse $50,001 $100,000
EREALTY INC INTERNET E-COMMERCE Stocks or Bonds Spouse $50,001 $100,000
EXPERIENCE INC INTERNET E-BUSINESS Stocks or Bonds Spouse $50,001 $100,000
IMPINJ INC ELECTRONICS Stocks or Bonds Spouse $50,001 $100,000
IMPINJ INC SEATTLE WA ELECTRONICS Stocks or Bonds Spouse $50,001 $100,000
INFINICON SYSTEMS INC KING OF PRUSSIA PA COMPUTER SOFTWARE Stocks or Bonds Spouse $50,000

http://www.opensecrets.org/pfds/pfd2002/N00000245_2002.pdf

http://www.bop2004.org/bop2004/candidate.aspx?cid=4&act=detai

[nothingshocksmeanymore]

3. Interesting comment here

Kerry could be, by marriage, the first billionaire candidate for president from a major party," Knott said. The center is a nonprofit, nonpartisan organization that tracks the influence of money in politics.

Isn't George already by future inheritance??? Anybody know how much drug money Poppy has stashed away in Panama???

[HFishbine]

27. Kerry's net worth

exceeds that of Bush and Cheney combined.

[D G]

4. The horror! The horror!

Kerry's wife unknowingly owns Wal-Mart stock, which goes against her specific instructions, and is quoted as saying she will look into it.

So is Kerry anti-union, or merely a corporate shill, because of this fact?

[david_vincent]

6. Kerry's wife unknowingly owns Walmart stock

Meanwhile, the Bush family knowingly owns how much Eli Lilly stock?

[corporatewhore]

5. cant fathom how some one cannot realise that they have 1to5 mill

of their money invested in one of the worst anti union companies in us
Must be how the other half lives

[Maat]

7. No one is going to be perfect, guys!

I'm not even sure where my husband puts our stock...and I can't get him to stop shopping at Wal-mart. In any case, I am very progressive. Yet I must remember that the money I donate to liberal/progressive causes came from my husband's years as an engineer in the oil and gas industry. Nothing is going to be squeaky clean. But I do get a kick out of thinking about what some of those executives would think if they knew where my money was going. Anyway...sometimes it is better not to sell. That way you can put pressure on the company to change its practices.

[davidinalameda]

8. I work for a law firm

and not to break any confidentialities, I wouldn't walk on the same side of the street as some of our clients and no, we don't do any criminal law.

Most of it is civil corporate stuff. But you know what, that money goes to pay my salary and that goes to help my causes.

I just finished up funding a book fund at W. Virginia University for GLBT themed books for the university library

[corporatewhore]

9. i mainly cant fathom 1 to 5 millon dollars

[Andy_Stephenson]

10. Hell I knew about her Wal Mart investment

3-4 months ago.

As well as her oil and gas investments.

[auburnblu]

14. Hillary was on the board

A lot of people on here seem to really not like Wal-Mart. What the heck is going to happen if Hillary runs for President, she was on the Wal-Mart board.

[corporatewhore]

15. hillary is a dlcer we dont like her either

[Sam Lowry]

16. Jesus, who gives a shit?

[Name removed]

18. Deleted message

Message removed by moderator. Click here to review the message board rules.

[Sam Lowry]

19. Politicians are hypocrites?

Put down the warm apple juice and cookies and read a newspaper.

[DemBones DemBones]

17. If everybody with a conscience dumped their Wal-Mart stock,

the price might fall and let all the new buyers get their shares cheaper.

Otherwise, nothing would change about the way Wal-Mart operates.

If Teresa Heinz Kerry has enough stock in Wal-Mart, she might be able to effect some changes, but I'm guessing the Walton family owns a majority of the shares.

[incapsulated]

20. She has to dump it

From a purely political standpoint, you can't have Kerry railing against Wal-mart while his wife profits from it. It's blood in the water for the press, who aren't going to buy the "keep the lines of communication open" line about that stock.

[Voltaire99]

21. She's welcome to hold Wal-Mart stock...

...however, if that's her choice, then she should keep her trap shut during the campaign on issues of social and economic justice. Holding that company's stock is proof of sleaze, and no one will take seriously a Wal-Mart stockholder who professes to be for "the little guy and gal."

As for Kerry: if after this helpful revelation from the Center for Public Integrity he continues benefiting from Heinz's ownership of that stock, then he's only going to weaken his credibility.

[mikehiggins]

22. If an investor can decline to invest in tobacco stocks he or she

can decline to invest in WalMart stocks. It is not an exercise in "micro-manageing" to specify that you don't want your money used to support an exploitative, anti-union and community-disruptive firm any more than it was to refuse to invest in South Africa or in the deforestation of the Amazon rain forest.

This is at least an embarrassment to the Kerry campaign, and in particular as he attempts to portray himself as the voice of the working man.

[Duder]

24. Here's Johnny....

Sen. John Kerry, D-Mass., ranking Democrat on the Senate Small Business Committee.

Earned income: $150,000.
Honoraria, all donated to charity: None.
Major assets: Four trusts, $400,000-$1.75 million; Dutch painting owned jointly with his wife, $250,000-$500,000.
Major sources of unearned income: None.
Major liabilities: Bank line of credit, $250,001-$500,000.
Gifts: None.

Kerry inherited three trusts from his mother, Rosemary Kerry, who died last year. Kerry's wife, Teresa Heinz Kerry, is heir to the Heinz food fortune and her wealth is estimated at more than $500 million. Her holdings include millions of dollars in H.J. Heinz Co., Del Monte Foods, Pfizer Inc., Walgreen Co., Wal-Mart, Gannett and General Electric. She also is an owner of the Thyme Square Restaurant and the Flying Squirrel charter airline.

http://www.usatoday.com/news/washington/legislative/senate/ranking.htm